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FCA confirms extension of the Temporary Permission Regime deadline
The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated -
FCA wins case against unauthorised forex firm
Following an application by the FCA, the High Court, on 14 May 2019, declared that Xcore Capital Limited and an individual had carried on an unauthorised investment scheme. -
Over £27 million reported lost to crypto and forex investment scams
The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled -
Andrew Bailey sets out his vision for future in first 'Inside FCA' podcast
FCA Chief Executive Andrew Bailey discusses key areas of the recently released Business Plan and his thoughts on the future of regulation. -
FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA
The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward -
UKRN encourages policy makers to use Power of Attorney guide
The Power of Attorney guide aims to help organisations understand what the law requires of them when dealing with powers of attorney. -
Secured Energy Bonds plc - options for investors
We are aware that mini-bonds issued by Secured Energy Bonds plc (SEB) were sold to UK investors; this was without advice from financial advisers. SEB failed in 2015 and investors largely lost their investments. We explain the current options for -
FCA changes mortgage advice rules to encourage consumer choice
The Financial Conduct Authority (FCA) has today published proposals for changes to its mortgage sales requirements which will help to give consumers more choice in how they buy a mortgage. -
FCA opens debate on intergenerational finance: how industry and regulators should respond to demographic change
The Financial Conduct Authority (FCA) has today published a discussion paper on Intergenerational Differences, exploring the changing financial needs of consumers from different age groups. -
FCA begins review of financial advice market
The FCA is asking for feedback on its proposed approach to reviewing the Retail Distribution Review and the Financial Advice Market Review.