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FCA sets out progress and next steps in promoting innovation in financial services
Christopher Woolard, FCA Executive Director for Strategy and Competition, has today spoken at the 2019 Innovate Finance Global Summit on the impact of the FCA’s work to promote innovation in the interests of consumers and our commitment to take -
Financial Conduct Authority (FCA) publishes feedback statement on Duty of Care
The FCA has summarised responses to its Discussion Paper – ‘A duty of care and potential alternative approaches’ – and sets out next steps. -
FCA data show 5% drop in complaints in the second half of 2018
The FCA has published the complaints figures for regulated firms for the second half of 2018. -
FCA sets out its priorities for 2019/20
The FCA published our Business Plan for 2019/20, outlining key priorities for the year. -
Insurance firms failing to consider value of the products and services provided to consumers
The Financial Conduct Authority (FCA) is warning General Insurance (GI) firms about manufacturing, sales and distribution approaches that can lead to customers purchasing inappropriate products, paying excessive prices or receiving poor service. -
Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by FCA
The Upper Tribunal has published its decision on the reference made by Linear Investments Limited (Linear) in relation to the penalty imposed by the Financial Conduct Authority (FCA). -
FCA fines Standard Chartered Bank £102.2 million for poor AML controls
The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML -
UK Financial Conduct Authority and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit
The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today announced they have agreed two Memoranda of Understanding to ensure there is continuity once the UK leaves the European Union. The MoUs -
FCA publishes instructions for accessing and downloading FCA FITRS files
We have built FCA FITRS (Financial Instruments Transparency System) to replace ESMA FITRS in the UK. -
Investing in Innovative Finance ISAs
We have seen evidence that Innovative Finance ISAs (IFISAs) are being promoted alongside cash ISAs.