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FCA reveals next round of successful firms in its regulatory sandbox
The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox. -
FCA action in respect of Park First Limited
Park First Limited and related entities (Park First) have been promoting and operating airport car parking investment schemes and we have been in discussions with them regarding the schemes. -
HBFS financial services limited
Freddy David, the sole director, was convicted at the Southwark Crown Court of 2 counts of fraud on 30 July 2018. He has been sentenced to 6 years in prison. HBFS is in liquidation. On 15 May 2019, the FCA imposed a full prohibition on Mr David. For -
Protect your pension pot from risky investments and scams
Given increased interest in pensions and pension transfer advice, this is a reminder to consumers and regulated firms of our previous consumer alert from August 2014. -
Alex Hope charged with perverting the course of justice
Today, 30 November 2017, Alex Hope appeared before the Camberwell Green Magistrates’ Court in relation to an offence of perverting the course of justice. -
Consumer warning on Larksway Investments Limited
The FCA has stopped Larksway Investments Limited (Larksway) from providing insurance brokerage services to customers. -
FCA issues first statement of objections to four asset management firms
The Financial Conduct Authority (FCA) has issued a statement of objections to four asset management firms: Artemis Investment Management LLP, Hargreave Hale Ltd, Newton Investment Management Limited and River & Mercantile Asset Management LLP. The -
Bank and FCA launch next phase of sterling Libor transition work
The Bank of England and the Financial Conduct Authority (FCA) are today announcing the next phase of work with market participants on Libor transition. -
FCA publishes Final Summary of RBS’s treatment of SME customers referred to its Global Restructuring Group
The Financial Conduct Authority (FCA) today publishes the Final Summary of the independent review of Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG). -
FCA fines bond trader £60,000 for market abuse
The Financial Conduct Authority (FCA) has imposed on Paul Walter, a former Bank of America Merrill Lynch International Limited (BAML) bond trader, a financial penalty of £60,090 for engaging in market abuse.