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FCA asks for feedback on consumer access to insurance
The Financial Conduct Authority (FCA) is seeking views and evidence of the challenges firms face in providing travel insurance for consumers who have, or have had, cancer, and the challenges for these consumers in accessing insurance. The paper is -
MiFID II: applications for permissions needed now
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
Two charged with insider dealing
The Financial Conduct Authority (FCA) has instituted criminal proceedings against Fabiana Abdel-Malek (date of birth 17/09/1982), a former compliance officer employed by UBS AG’s London Branch and Walid Anis Choucair (date of birth 04/03/1979) -
Admiral agrees to contact customers who may have been given inaccurate information in renewal documents
New rules introduced by the Financial Conduct Authority (FCA) in April 2017 require firms to clearly show the insurance premium a customer paid last year alongside their proposed renewal premium. -
Financial Conduct Authority provides update on regulatory sandbox
The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox. -
Temporary restriction in short selling: Liberbank, S.A
Temporary restriction in short selling: Liberbank, S.A. News stories First published:. 12/06/2017. Last updated: 13/07/2017. Temporary restriction in short selling: Liberbank, S.A. The Financial Conduct Authority (“FCA”) would like to draw the -
FCA secures eight confiscation orders totalling almost £2.2 million
The Central Criminal Court has made confiscation orders against the two final defendants who were convicted of offences following one of the FCA’s largest investigations into unauthorised activity. -
Strand Capital Limited enters administration
Strand Capital Limited (Strand), an investment management firm, formally entered the Special Administration Regime (SAR) insolvency proceedings on 17 May 2017. -
FCA and SFC sign Fintech co-operation agreement
The Financial Conduct Authority (FCA) today entered into a co-operation agreement with the Securities and Futures Commission (SFC) in Hong Kong to foster collaboration in support of financial technology (Fintech) innovation. -
New features for searching the Handbook website
We have launched new features on the Handbook website that will allow you to search by key topics within the Conduct of Business Sourcebook (COBS) – and we want your feedback.