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FCA review finds CFD providers may be failing to deliver fair value to consumers
Contracts for Difference (CFD) providers have been warned by the FCA to provide fair value, after its review found some firms had not risen to the Consumer Duty. -
FCA partners with Singapore to drive growth and AI innovation
The FCA is strengthening its international footprint with a strategic partnership on artificial intelligence with the Monetary Authority of Singapore. -
FCA opens applications for 3 key statutory panels
The FCA is welcoming applications for positions on 3 of our statutory panels. -
FCA publishes review of consolidation in financial advice and wealth management sector
The FCA review focused on groups acquiring financial advisers and wealth management firms. -
FCA warns investors in CFDs risk losing out on protections
People who invest in Contracts for Difference (CFDs) are being urged not to give up vital consumer protections by the FCA. -
Individual convicted and fined for data protection breach
Taunton-based Luke Coleman, aged 30, has pleaded guilty to unlawfully obtaining and the subsequent disclosure of personal data in breach of the Data Protection Act, following a prosecution by the FCA. -
FCA seeks views on new short selling regime
We’re asking for feedback on proposals for a new short selling regime. -
FCA welcomes legislation to bring ESG ratings providers into regulation
We welcome the government’s legislation to bring Environmental, Social and Governance (ESG) ratings providers into our remit -
Chancellor launches Scale-up Unit in Leeds to help firms grow
The Chancellor of the Exchequer, Rachel Reeves MP, has announced the launch of the FCA and Prudential Regulation Authority’s (PRA) Scale-up Unit. -
FCA bans and fines advisor £100,281 for insider dealing
The FCA has fined Neil Sedgwick Dwane £100,281 for insider dealing and banned him from working for UK financial services.