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Showing 1821 to 1830 of 2339 search results.

  1. Former equities trader pleads guilty to insider dealing

    Press Releases

    Published: 15/03/2016

    Last modified: 13/04/2026

    Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading.
  2. Reforms will make financial advice and guidance work better for consumers

    Press Releases

    Published: 14/03/2016

    Last modified: 14/03/2016

    Reforms will make financial advice and guidance work better for consumers. Press Releases First published:. 14/03/2016. Last updated: 14/03/2016. Share page. Reforms will make financial advice and guidance work better for consumers. Millions of
  3. FCA contacting 16,000 customers of debt management firm, PDHL

    Press Releases

    Published: 10/03/2016

    Last modified: 11/03/2016

    FCA contacting 16,000 customers of debt management firm, PDHL. Press Releases First published:. 10/03/2016. Last updated: 11/03/2016. Share page. FCA contacting 16,000 customers of debt management firm, PDHL. The Financial Conduct Authority (FCA)
  4. FCA publishes a Discussion Paper on the client money distribution rules and the Special Administration Regime

    Press Releases

    Published: 09/03/2016

    Last modified: 09/03/2016

    FCA publishes a Discussion Paper on the client money distribution rules and the Special Administration Regime. Press Releases First published:. 09/03/2016. Last updated: 09/03/2016. Share page. FCA publishes a Discussion Paper on the client money
  5. New accountability regime for banks and insurers comes into force

    Press Releases

    Published: 07/03/2016

    Last modified: 19/04/2016

    New accountability regime for banks and insurers comes into force. Press Releases First published:. 07/03/2016. Last updated: 19/04/2016. Share page. New accountability regime for banks and insurers comes into force. The Senior Managers Regime for
  6. FCA to publish claims scorecards

    Press Releases

    Published: 01/03/2016

    Last modified: 01/03/2016

    FCA to publish claims scorecards. Press Releases First published:. 01/03/2016. Last updated: 01/03/2016. FCA to publish claims scorecards. The Financial Conduct Authority (FCA) has today announced that it will pilot the publication of general
  7. FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators

    Press Releases

    Published: 01/03/2016

    Last modified: 18/01/2017

    FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators. Press Releases First published:. 01/03/2016. Last updated: 18/01/2017. Share page. FCA launches 'Live & Local': a new regional programme to help local
  8. Katherine of Alexandria Ltd – options for investors

    News stories

    Published: 25/02/2016

    Last modified: 26/02/2016

    Katherine of Alexandria Ltd – options for investors. News stories First published:. 25/02/2016. Last updated: 26/02/2016. Katherine of Alexandria Ltd – options for investors. We looked into whether Katherine of Alexandra Ltd established and
  9. FCA fines and restricts W H Ireland Limited for market abuse risks

    Press Releases

    Published: 23/02/2016

    Last modified: 23/02/2016

    FCA fines and restricts W H Ireland Limited for market abuse risks. Press Releases First published:. 23/02/2016. Last updated: 23/02/2016. Share page. FCA fines and restricts W H Ireland Limited for market abuse risks. The Financial Conduct
  10. FCA encourages firms to do more to support ageing population

    Press Releases

    Published: 22/02/2016

    Last modified: 02/03/2017

    FCA encourages firms to do more to support ageing population. Press Releases First published:. 22/02/2016. Last updated: 02/03/2017. Share page. FCA encourages firms to do more to support ageing population. A Discussion Paper published today by the
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