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Former equities trader pleads guilty to insider dealing
Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading. -
Reforms will make financial advice and guidance work better for consumers
Reforms will make financial advice and guidance work better for consumers. Press Releases First published:. 14/03/2016. Last updated: 14/03/2016. Share page. Reforms will make financial advice and guidance work better for consumers. Millions of -
FCA contacting 16,000 customers of debt management firm, PDHL
FCA contacting 16,000 customers of debt management firm, PDHL. Press Releases First published:. 10/03/2016. Last updated: 11/03/2016. Share page. FCA contacting 16,000 customers of debt management firm, PDHL. The Financial Conduct Authority (FCA) -
FCA publishes a Discussion Paper on the client money distribution rules and the Special Administration Regime
FCA publishes a Discussion Paper on the client money distribution rules and the Special Administration Regime. Press Releases First published:. 09/03/2016. Last updated: 09/03/2016. Share page. FCA publishes a Discussion Paper on the client money -
New accountability regime for banks and insurers comes into force
New accountability regime for banks and insurers comes into force. Press Releases First published:. 07/03/2016. Last updated: 19/04/2016. Share page. New accountability regime for banks and insurers comes into force. The Senior Managers Regime for -
FCA to publish claims scorecards
FCA to publish claims scorecards. Press Releases First published:. 01/03/2016. Last updated: 01/03/2016. FCA to publish claims scorecards. The Financial Conduct Authority (FCA) has today announced that it will pilot the publication of general -
FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators
FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators. Press Releases First published:. 01/03/2016. Last updated: 18/01/2017. Share page. FCA launches 'Live & Local': a new regional programme to help local -
Katherine of Alexandria Ltd – options for investors
Katherine of Alexandria Ltd – options for investors. News stories First published:. 25/02/2016. Last updated: 26/02/2016. Katherine of Alexandria Ltd – options for investors. We looked into whether Katherine of Alexandra Ltd established and -
FCA fines and restricts W H Ireland Limited for market abuse risks
FCA fines and restricts W H Ireland Limited for market abuse risks. Press Releases First published:. 23/02/2016. Last updated: 23/02/2016. Share page. FCA fines and restricts W H Ireland Limited for market abuse risks. The Financial Conduct -
FCA encourages firms to do more to support ageing population
FCA encourages firms to do more to support ageing population. Press Releases First published:. 22/02/2016. Last updated: 02/03/2017. Share page. FCA encourages firms to do more to support ageing population. A Discussion Paper published today by the