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Advice firms demonstrate some good practice on due diligence but greater consistency needed
Advice firms demonstrate some good practice on due diligence but greater consistency needed. Press Releases First published:. 19/02/2016. Last updated: 19/02/2016. Share page. Advice firms demonstrate some good practice on due diligence but greater -
Call for Input: Review of retained provisions of the Consumer Credit Act
Call for Input: Review of retained provisions of the Consumer Credit Act. News stories First published:. 18/02/2016. Last updated: 02/03/2018. Share page. Call for Input: Review of retained provisions of the Consumer Credit Act. We are seeking -
FCA publishes Call for Input on the review of retained provisions of the Consumer Credit Act
FCA publishes Call for Input on the review of retained provisions of the Consumer Credit Act. Press Releases First published:. 18/02/2016. Last updated: 18/02/2016. Share page. FCA publishes Call for Input on the review of retained provisions of -
£2.9 million to be returned to investors following FCA prosecution
£2.9 million to be returned to investors following FCA prosecution. Press Releases First published:. 12/02/2016. Last updated: 30/09/2016. Share page. £2.9 million to be returned to investors following FCA prosecution. Southwark Crown Court today -
Call for Input: the FCA’s approach to the current payment services regime
Call for Input: the FCA’s approach to the current payment services regime. News stories First published:. 10/02/2016. Last updated: 10/02/2016. Share page. Call for Input: the FCA’s approach to the current payment services regime. We are -
FCA fines former Head of JP Morgan’s CIO International £792,900 for failing to be open and co-operative
FCA fines former Head of JP Morgan’s CIO International £792,900 for failing to be open and co-operative. Press Releases First published:. 09/02/2016. Last updated: 09/02/2016. Share page. FCA fines former Head of JP Morgan’s CIO International -
FCA confirms accountability rules for wholesale traders and interim rules on regulatory references
FCA confirms accountability rules for wholesale traders and interim rules on regulatory references. Press Releases First published:. 04/02/2016. Last updated: 19/04/2016. Share page. FCA confirms accountability rules for wholesale traders and -
The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures
The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings. -
Connaught Income Series 1 Fund — update to investors
Connaught Income Series 1 Fund — update to investors. News stories First published:. 29/01/2016. Last updated: 05/12/2016. Share page. Connaught Income Series 1 Fund — update to investors. This page provides updated information to investors in -
FCA and PRA investigations into HBOS senior managers
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have decided to start investigations into certain former HBOS senior managers.