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Showing 1941 to 1950 of 2339 search results.

1941. FCA review reveals shortcomings in the provision of premium finance for general insurance

      Press Releases

      Published: 11/05/2015

      Last modified: 11/05/2015

      FCA review reveals shortcomings in the provision of premium finance for general insurance. Press Releases First published:. 11/05/2015. Last updated: 11/05/2015. Share page. FCA review reveals shortcomings in the provision of premium finance for

1942. Three charged with insider dealing

      Press Releases

      Published: 28/04/2015

      Last modified: 13/04/2026

      As part of an investigation by the FCA Manjeet Singh Mohal, Reshim Birk and Surinder Pal Singh Sappal all of Southall, Middlesex appeared before Westminster Magistrates’ court in respect of offences of insider dealing.

1943. Pardip Saini Sentenced for Failing to Pay Confiscation Order

      Press Releases

      Published: 28/04/2015

      Last modified: 23/11/2021

      Today, Pardip Saini was sentenced to 528 days imprisonment for failing to pay a Confiscation Order made against him.

1944. Moorhouse fined for failures in relation to its telephone sales

      Press Releases

      Published: 23/04/2015

      Last modified: 23/04/2015

      Moorhouse fined for failures in relation to its telephone sales. Press Releases First published:. 23/04/2015. Last updated: 23/04/2015. Share page. Moorhouse fined for failures in relation to its telephone sales. The Financial Conduct Authority (FCA

1945. Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator

      Press Releases

      Published: 23/04/2015

      Last modified: 24/04/2015

      Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator. Press Releases First published:. 23/04/2015. Last updated: 24/04/2015. Share page. Deutsche Bank fined £227 million

1946. FCA fines Merrill Lynch International £13.2 million for transaction reporting failures

      Press Releases

      Published: 22/04/2015

      Last modified: 22/04/2015

      FCA fines Merrill Lynch International £13.2 million for transaction reporting failures. Press Releases First published:. 22/04/2015. Last updated: 22/04/2015. Share page. FCA fines Merrill Lynch International £13.2 million for transaction

1947. Tribunal directs Financial Conduct Authority to ban former insurance broker

      Press Releases

      Published: 16/04/2015

      Last modified: 16/04/2015

      Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. 16/04/2015. Last updated: 16/04/2015. Share page. Tribunal directs Financial Conduct Authority to ban former insurance broker. The Upper

1948. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

      Press Releases

      Published: 15/04/2015

      Last modified: 15/04/2015

      FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules. Press Releases First published:. 15/04/2015. Last updated: 15/04/2015. Share page.

1949. Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling

      Press Releases

      Published: 14/04/2015

      Last modified: 30/09/2016

      Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling. Press Releases First published:. 14/04/2015. Last updated: 30/09/2016. Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling. The

1950. Banking complaints up as total complaints fall by 7%

      Press Releases

      Published: 30/03/2015

      Last modified: 07/02/2022

      Financial services firms received 2,183,540 new complaints (including those related to PPI) between July and December 2014