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Kenneth Carver fined £35,212 for insider dealing
Kenneth Carver fined £35,212 for insider dealing. Press Releases First published:. 30/03/2015. Last updated: 30/11/2016. Share page. Kenneth Carver fined £35,212 for insider dealing. The Financial Conduct Authority (FCA) has today fined Kenneth -
CPP card and identity protection compensation scheme closure
CPP card and identity protection compensation scheme closure. News stories First published:. 27/03/2015. Last updated: 13/03/2017. CPP card and identity protection compensation scheme closure. CPP card and identity protection policyholders were -
Ryan Willmott sentenced to 10 months imprisonment for insider dealing
Ryan Willmott, the former group reporting and financial planning manager for Logica PLC, who pleaded guilty to three counts of insider dealing on 26 February 2015, has today been sentenced to 10 months imprisonment. He was also ordered to pay -
FCA consults on 2015/16 fees for regulated firms
FCA consults on 2015/16 fees for regulated firms. Press Releases First published:. 26/03/2015. Last updated: 26/03/2015. Share page. FCA consults on 2015/16 fees for regulated firms. The Financial Conduct Authority (FCA) is consulting on fees for -
FCA publishes final retirement income market study report
FCA publishes final retirement income market study report. Press Releases First published:. 26/03/2015. Last updated: 26/03/2015. Share page. FCA publishes final retirement income market study report. The Financial Conduct Authority has today -
FCA to ask firms for their views on MiFID II implementation
FCA to ask firms for their views on MiFID II implementation. Press Releases First published:. 26/03/2015. Last updated: 08/11/2016. Share page. FCA to ask firms for their views on MiFID II implementation. The Financial Conduct Authority (FCA) is -
FCA proposes an end to opt-out selling of insurance add-ons
FCA proposes an end to opt-out selling of insurance add-ons. Press Releases First published:. 25/03/2015. Last updated: 25/03/2015. Share page. FCA proposes an end to opt-out selling of insurance add-ons. The Financial Conduct Authority today -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions. Press Releases First published:. 24/03/2015. Last updated: 14/09/2015. Share page. FCA publishes its Business Plan for 2015/16 and -
As new pension freedoms arrive be ScamSmart
As changes to the pension system approach, the FCA has urged people to be ScamSmart and on the look-out for dodgy investment scams. -
FCA bans and fines two individuals for pension advice failings
Lloyd Pope and Peter Legerton, former directors of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), have been banned from senior positions in financial services by the Financial Conduct Authority (FCA).