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Former senior trader sentenced for insider dealing
In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months -
Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector
Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector. Press Releases First published:. 16/03/2015. Last updated: 16/03/2015. Share page. Financial Conduct Authority confirms approach to -
FCA confirms approach for financial promotions in social media
FCA confirms approach for financial promotions in social media. Press Releases First published:. 13/03/2015. Last updated: 13/03/2015. Share page. FCA confirms approach for financial promotions in social media. The Financial Conduct Authority (FCA) -
Former chief executive of stockbroker firm fined £450,000 and banned
Former chief executive of stockbroker firm fined £450,000 and banned. Press Releases First published:. 13/03/2015. Last updated: 13/03/2015. Share page. Former chief executive of stockbroker firm fined £450,000 and banned. Sam Kenny, the former -
FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function
FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function. Press Releases First published:. 13/03/2015. Last updated: 13/03/2015. Share page. FCA fines and prohibits Mr -
FCA finds current account switching service working for consumers
FCA finds current account switching service working for consumers. Press Releases First published:. 12/03/2015. Last updated: 12/03/2015. Share page. FCA finds current account switching service working for consumers. The Financial Conduct Authority -
Payday lenders failing customers in arrears, says FCA
Payday lenders failing customers in arrears, says FCA. Press Releases First published:. 10/03/2015. Last updated: 10/03/2015. Share page. Payday lenders failing customers in arrears, says FCA. The payday industry is beginning to take a more customer -
Phillip Boakes sentenced following FCA prosecution
Phillip Boakes sentenced following FCA prosecution. Press Releases First published:. 06/03/2015. Last updated: 06/03/2015. Share page. Phillip Boakes sentenced following FCA prosecution. Following an FCA prosecution, Phillip Boakes was today -
Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse
Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse. Press Releases First published:. 06/03/2015. Last updated: 06/03/2015. Share page. Tribunal partly upholds -
Consumers struggling to understand structured products as Financial Conduct Authority calls for improvements from firms
A behavioural economics research paper published today by the Financial Conduct Authority (FCA) has found that many consumers overestimate the expected returns on structured deposits.