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Showing 1991 to 2000 of 2339 search results.

1991. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

      Press Releases

      Published: 22/01/2015

      Last modified: 22/01/2015

      Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR. Press Releases First published:. 22/01/2015. Last updated: 22/01/2015. Share page. Two former senior executives of Martin Brokers fined and

1992. FCA fines Reckitt Benckiser £539,800 for listing rule failures

      Press Releases

      Published: 20/01/2015

      Last modified: 30/08/2015

      FCA fines Reckitt Benckiser £539,800 for listing rule failures. Press Releases First published:. 20/01/2015. Last updated: 30/08/2015. Share page. FCA fines Reckitt Benckiser £539,800 for listing rule failures. The Financial Conduct Authority (FCA

1993. Consumers with cash savings need better information and easier switching says FCA

      Press Releases

      Published: 20/01/2015

      Last modified: 22/01/2015

      Consumers with cash savings need better information and easier switching says FCA. Press Releases First published:. 20/01/2015. Last updated: 22/01/2015. Share page. Consumers with cash savings need better information and easier switching says FCA.

1994. Tribunal upholds the Financial Conduct Authority’s decision to censure Arch Financial Products and to fine and ban two of its partners

      Press Releases

      Published: 20/01/2015

      Last modified: 24/11/2021

      The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to issue a public censure against Arch Financial Products LLP (Arch), and to prohibit Robin Farrell, its chief executive, and Robert Addison, a senior

1995. Unauthorised Forex Investment Fraudster Convicted

      Press Releases

      Published: 09/01/2015

      Last modified: 09/01/2015

      Unauthorised Forex Investment Fraudster Convicted. Press Releases First published:. 09/01/2015. Last updated: 09/01/2015. Unauthorised Forex Investment Fraudster Convicted. Today, before Her Honour Judge Taylor at Southwark Crown Court, Alex Hope

1996. FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor

      Press Releases

      Published: 06/01/2015

      Last modified: 08/11/2016

      FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor. Press Releases First published:. 06/01/2015. Last updated: 08/11/2016. Share page. FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor. The

1997. 2015 fines

      News stories

      Published: 02/01/2015

      Last modified: 23/07/2026

      Fines published during the calendar year ending December 2015.

1998. FCA to regulate seven additional financial benchmarks

      Press Releases

      Published: 22/12/2014

      Last modified: 04/11/2019

      The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London

1999. Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA

      Press Releases

      Published: 18/12/2014

      Last modified: 03/11/2016

      Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA. Press Releases First published:. 18/12/2014. Last updated: 03/11/2016. Share page. Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA

2000. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

      Press Releases

      Published: 17/12/2014

      Last modified: 17/12/2014

      Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes. Press Releases First published:. 17/12/2014. Last updated: 17/12/2014. Share page. Defined contribution workplace pensions: The audit of charges and