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Two former directors of Pritchard Stockbrokers fined and banned for recklessly failing to protect client money
The Financial Conduct Authority (FCA) has fined and banned David Gillespie, Managing Director, and David Welsby, Finance Director, of stockbroking and wealth management firm, Pritchard Stockbrokers Limited (Pritchard) for serious failings in -
Wonga to make major changes to affordability criteria following discussions with the FCA
Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately. -
FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing
The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal -
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages. Press Releases First published:. 25/09/2014. Last updated: 01/10/2014. Share page. FCA outlines approach for implementation -
Complaints fall by 5%: PPI, current accounts and general insurance still most complained about products
The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,358,732 new complaints between January and June 2014. -
Traded life policy investments: alert for financial advisers
Firms that recommended to their clients that they invest into the EEA Life Settlements Fund should check that they have followed our 2012 guidance. -
Investors in the EEA Life Settlements Fund should consider making a complaint now
Investors in the EEA Life Settlements Fund should consider making a complaint now. News stories First published:. 24/09/2014. Last updated: 24/09/2014. Investors in the EEA Life Settlements Fund should consider making a complaint now. If you -
Barclays fined £38 million for putting £16.5 billion of client assets at risk
Barclays fined £38 million for putting £16.5 billion of client assets at risk. Press Releases First published:. 23/09/2014. Last updated: 30/08/2015. Share page. Barclays fined £38 million for putting £16.5 billion of client assets at risk. -
Debt management firms must raise their game, says FCA
Debt management firms must raise their game, says FCA. Press Releases First published:. 22/09/2014. Last updated: 21/11/2016. Share page. Debt management firms must raise their game, says FCA. The Financial Conduct Authority (FCA) says debt -
MiFID II conference
Warning message. Revision state: Published. Most recent revision: No.. MiFID II conference. News stories First published:. 18/09/2014. Last updated: 02/06/2026Share page. Find out about the MiFID II conference we held with nearly 500 registered