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Former equities trader charged with insider dealing
The Financial Conduct Authority (FCA) has charged Damian Frank Clarke (DOB: 06/10/1975), a former equities trader at Schroders Investment Management Limited, with 9 counts of insider dealing, contrary to Section 52(1) of the Criminal Justice Act 1993 -
Money to be returned to investors with Anderson, Peacock and Pruthi
Money to be returned to investors with Anderson, Peacock and Pruthi. News stories First published:. 20/06/2014. Last updated: 15/09/2015. Money to be returned to investors with Anderson, Peacock and Pruthi. We are implementing a scheme to return -
Tackling serious failings in firms
The FCA has published a statement on how we will address serious failings of standards in firms. -
Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures
Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures. Press Releases First published:. 16/06/2014. Last updated: 09/12/2016. Share page. Financial Conduct Authority fines Credit Suisse and -
FCA finalises rules to improve the protection of client money and custody assets
FCA finalises rules to improve the protection of client money and custody assets. Press Releases First published:. 10/06/2014. Last updated: 10/06/2014. FCA finalises rules to improve the protection of client money and custody assets. The Financial -
FCA updates retirement income market study terms of reference
FCA updates retirement income market study terms of reference. Press Releases First published:. 09/06/2014. Last updated: 09/06/2014. FCA updates retirement income market study terms of reference. The Financial Conduct Authority (FCA) has today -
Update on the FCA’s work on retirement income
Update on the FCA’s work on retirement income. News stories First published:. 06/06/2014. Last updated: 09/06/2014. Share page. Update on the FCA’s work on retirement income. Last year the FCA undertook a thematic review of annuities and found -
FCA says logbook lenders must raise standards
Research published today lifts the lid on how these firms treat their customers. The FCA has found evidence of poor firm behaviour, including little or no affordability checks with some applicants encouraged to manipulate details of their income on -
General insurance sector conference
At our first general insurance sector conference on 2 June 2014 we discussed our strategy for general insurance conduct regulation and key conduct issues for the sector. -
Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse
Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse. Press Releases First published:. 28/05/2014. Last updated: 28/05/2014. Share page. Tribunal upholds decision of Financial Conduct Authority to find