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FCA Independent Directors Publish Protocol and Updated Terms of Reference
FCA Independent Directors Publish Protocol and Updated Terms of Reference. Press Releases First published:. 02/05/2014. Last updated: 02/05/2014. Share page. FCA Independent Directors Publish Protocol and Updated Terms of Reference. On 8 April 2014 -
Former UBS trader banned for failings related to US$2.3 billion unauthorised trading losses by Kweku Adoboli
The Financial Conduct Authority (FCA) has banned John Christopher Hughes from performing any function in relation to any regulated activity in the financial services industry. -
Invesco Perpetual fined £18.6 million for failings in fund management
Invesco Perpetual fined £18.6 million for failings in fund management. Press Releases First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Invesco Perpetual fined £18.6 million for failings in fund management. The Financial Conduct -
Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert
Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert. News stories First published:. 28/04/2014. Last updated: 28/04/2014. Share page. Pension transfers or switches with a -
New mortgage rules come into force
New mortgage rules come into force. Press Releases First published:. 26/04/2014. Last updated: 09/12/2016. Share page. New mortgage rules come into force. From today, new rules from the Financial Conduct Authority (FCA) come into force which will -
Antony Townsend to be new Complaints Commissioner
Antony Townsend to be new Complaints Commissioner. Press Releases First published:. 25/04/2014. Last updated: 25/04/2014. Share page. Antony Townsend to be new Complaints Commissioner. The Bank of England and the Financial Conduct Authority (FCA) -
FCA appoints two new senior advisers focused on competition and investment banking
FCA appoints two new senior advisers focused on competition and investment banking. Press Releases First published:. 23/04/2014. Last updated: 23/04/2014. Share page. FCA appoints two new senior advisers focused on competition and investment banking -
FCA bans partners of firm that failed to consider customer SIPP suitability
FCA bans partners of firm that failed to consider customer SIPP suitability. Press Releases First published:. 17/04/2014. Last updated: 20/05/2014. Share page. FCA bans partners of firm that failed to consider customer SIPP suitability. Andrew Rees -
Tribunal upholds £80,000 fine for broker who lied about income and used falsified payslips in mortgage application
The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to impose a financial penalty of £80,000 on Amir Khan, director of Sovereign Worldwide Limited (Sovereign), for dishonestly submitting false income -
Land bank firm shut down by the FCA has appeal rejected by Court
The Court of Appeal has dismissed, on all counts, an appeal by David Banner-Eve and Asset Land L.I.