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Showing 2161 to 2170 of 2339 search results.

2161. FCA bans former BGC senior executive Anthony Verrier

      Press Releases

      Published: 29/01/2014

      Last modified: 30/06/2014

      FCA bans former BGC senior executive Anthony Verrier. Press Releases First published:. 29/01/2014. Last updated: 30/06/2014. Share page. FCA bans former BGC senior executive Anthony Verrier. The Financial Conduct Authority (FCA) has banned Anthony

2162. £31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme

      Press Releases

      Published: 27/01/2014

      Last modified: 27/01/2014

      £31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme. Press Releases First published:. 27/01/2014. Last updated: 27/01/2014. Share page. £31m in compensation to be paid out following FCA’s Arch cru consumer

2163. Standard Bank PLC fined £7.6m for failures in its anti-money laundering controls

      Press Releases

      Published: 23/01/2014

      Last modified: 23/11/2021

      The Financial Conduct Authority (FCA) has fined Standard Bank PLC (Standard Bank) £7,640,400 for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers connected to politically exposed persons (PEPs).

2164. FCA publishes finalised guidance on inducements for product providers and advisory firms

      Press Releases

      Published: 16/01/2014

      Last modified: 07/02/2022

      In finalised guidance on inducements published today, the Financial Conduct Authority (FCA) makes it clear that financial advisers and product providers share the responsibility of managing potential conflicts of interests when receiving and making

2165. Three arrested in FCA boiler room investigation

      Press Releases

      Published: 15/01/2014

      Last modified: 15/01/2014

      Three arrested in FCA boiler room investigation. Press Releases First published:. 15/01/2014. Last updated: 15/01/2014. Share page. Three arrested in FCA boiler room investigation. The Financial Conduct Authority (FCA), with the assistance of the

2166. FCA Board appoints three new members to the Regulatory Decisions Committee

      News stories

      Published: 14/01/2014

      Last modified: 29/11/2016

      FCA Board appoints three new members to the Regulatory Decisions Committee. News stories First published:. 14/01/2014. Last updated: 29/11/2016. Share page. FCA Board appoints three new members to the Regulatory Decisions Committee. The Regulatory

2167. 2014 fines

      News stories

      Published: 02/01/2014

      Last modified: 31/08/2016

      This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

2168. European warning on virtual currencies

      News stories

      Published: 19/12/2013

      Last modified: 09/12/2016

      European warning on virtual currencies. News stories First published:. 19/12/2013. Last updated: 09/12/2016. European warning on virtual currencies. Consumers have been warned of the possible risks from buying, trading or holding virtual currencies

2169. Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments

      Press Releases

      Published: 19/12/2013

      Last modified: 30/08/2015

      Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments. Press Releases First published:. 19/12/2013. Last updated: 30/08/2015. Share page. Firm fined £1.8million for "unacceptable" approach to

2170. Tribunal bans former trader for lying to the FCA and the Tribunal

      Press Releases

      Published: 17/12/2013

      Last modified: 19/12/2013

      Tribunal bans former trader for lying to the FCA and the Tribunal. Press Releases First published:. 17/12/2013. Last updated: 19/12/2013. Share page. Tribunal bans former trader for lying to the FCA and the Tribunal. The Upper Tribunal (Tax and