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FCA bans four for 'disgraceful' failings in relation to occupational pension schemes
Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics -
The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices
The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices. Press Releases First published:. 13/12/2013. Last updated: 08/11/2016. Share page. The FCA fines Porta Verde £25,000 for serious failings -
Former B&B Group Finance Director fined £30,000 for failings ahead of 2008 rights issue
Christopher Willford fined £30,000 for failing to provide the board with up-to-date information about B&B’s financial position, including profits, mortgage arrears and re-possessions, ahead of its 2008 rights issue. -
FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings
The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes. -
SK8 Financial Services Limited (SK8) and Geoffrey Fincher
Customers of SK8 Financial Services Limited (SK8) should be aware that from 10 December 2013, SK8 is no longer permitted by the FCA to provide any regulated financial services in the UK. -
Statement regarding Royal Bank of Scotland
The Financial Conduct Authority (FCA) has now considered the reports published this week by Sir Andrew Large into lending practices at the Royal Bank of Scotland (RBS) and, separately, by Dr Lawrence Tomlinson into banks’ treatment of customers in -
FCA consumer credit webinar
This was part of a series of roadshows to discuss FCA proposals to regulate consumer credit. -
FCP Insurance Consultants Limited
FCP Insurance Consultants Limited. News stories First published:. 28/11/2013. Last updated: 29/11/2013. FCP Insurance Consultants Limited. UK customers of FCP Insurance Consultants Limited (FCP) should be aware that from November 15 the firm can no -
Tribunal upholds FCA fine on firm for misselling complex investments
Tribunal upholds FCA fine on firm for misselling complex investments. Press Releases First published:. 27/11/2013. Last updated: 17/12/2013. Share page. Tribunal upholds FCA fine on firm for misselling complex investments. The Upper Tribunal -
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches. Press Releases First published:. 26/11/2013. Last updated: 29/11/2016. Share page. FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches. The