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  1. Barclays fined £59.5 million for significant failings in relation to LIBOR and EURIBOR

    Press Releases

    Published: 27/06/2012

    Last modified: 22/03/2013

    The Financial Services Authority (FSA) has today fined Barclays Bank Plc (Barclays) £59.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever
  2. Call for customers of Castle Personal Insurance Brokers

    News stories

    Published: 10/05/2012

    Last modified: 15/04/2024

    In May 2012, Hertfordshire-based insurance broker, Castle Personal Insurance Brokers Limited went into administration. Find out what to do if you're a customer.
  3. MF Global investors – your questions answered

    News stories

    Published: 02/04/2012

    Last modified: 23/04/2013

    On 3 February 2012, the administrators for MF Global UK Ltd announced the first distribution of client money to those affected by the firm’s insolvency. Here we answer some frequently asked questions about the situation and what this means if you
  4. News for WorldSpreads Customers

    News stories

    Published: 19/03/2012

    Last modified: 23/04/2013

    On 18th March 2012, we confirmed that WorldSpreads Limited, a spreadbetting company, entered the Special Administration regime (SAR).
  5. News for investors about Rockingham’s liquidation

    News stories

    Published: 19/03/2012

    Last modified: 02/10/2013

    On 16 March 2012, Probitas Limited announced that it has been instructed by Rockingham Independent Limited to start putting the firm into liquidation. This means that Rockingham has applied to be closed down. Here we explain what it means for
  6. Information for investors with Pritchard Stockbrokers Limited

    News stories

    Published: 15/02/2012

    Last modified: 23/04/2013

    On 10 February 2012, we issued a Supervisory Notice stopping Pritchard Stockbrokers Limited carrying out its business. In addition, we have frozen the firm’s assets and the investor money and assets it holds. Here we explain what it means if you
  7. Rockingham Independent fined £35,000 for recommending unsuitable investments

    News stories

    Published: 14/09/2011

    Last modified: 23/04/2013

    We have fined Rockingham Independent Limited £35,000 and imposed partial prohibitions on its two directors and an adviser at the firm for recommending unsuitable investments. Find out what this means for the firm’s customers.
  8. FSA fines Willis Limited £6.895 million for anti-bribery and corruption systems and controls failings

    Press Releases

    Published: 21/07/2011

    Last modified: 24/11/2021

    The Financial Services Authority (FSA) has fined Willis Limited £6.895 million for failings in its anti-bribery and corruption systems and controls.
  9. Investors warned over Connaught Income Funds

    News stories

    Published: 26/05/2011

    Last modified: 16/07/2014

    Investors warned over Connaught Income Funds. News stories First published:. 26/05/2011. Last updated: 16/07/2014. Share page. Investors warned over Connaught Income Funds. In the literature we have seen, the Connaught funds are described as
  10. More choice and better protection for users of electronic money

    News stories

    Published: 28/04/2011

    Last modified: 23/04/2013

    You will be better protected when using electronic money (e-money) after the second Electronic Money Directive is implemented in the UK on 1 May 2011 through the Electronic Money Regulations 2011. Find out what this will mean for you.
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