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FCA fines Mako for failings relating to cum-ex trading
The FCA has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for failing to ensure it had effective systems and controls to guard against financial crime. -
Nvayo Limited enters special administration
On 10 February 2025, Nvayo Limited entered special administration. Dane O’Hara, Alex Cadwallader and Andrew Poxon, all of Leonard Curtis (UK) Limited, were appointed as administrators. -
FCA charges Hampshire-based independent financial adviser with multiple fraud offences
The FCA has charged independent financial adviser Lisa Campbell with criminal offences. -
FCA steps up action against misleading financial adverts
Nearly 20,000 financial promotions were withdrawn or amended in 2024 following intervention from the FCA. -
FCA confiscates over £500,000 from convicted insider dealer
The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer. -
FCA secures confiscation order against convicted fraudster
The FCA has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy Flintham. -
FCA sets out further proposals to support growing business and investment opportunities
The FCA has set out proposals to make it easier for listed companies to issue corporate bonds that wealth managers and retail investors can buy. -
The FCA and Practitioner Panel joint survey for 2025 launches
The FCA and Practitioner Panel survey is being sent to all regulated firms so they can share their feedback on how the FCA regulates the industry. -
Contis Financial Services Limited (CFSL) enters special administration
On 30 January 2025, CFSL (also known as Solaris EMI) entered special administration. Joshua James Dwyer and Robert Spence of Interpath Limited have been appointed as Joint Special Administrators. -
FCA issues first fine for transaction reporting failures under MiFIR
Infinox Capital Limited has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market abuse going undetected.