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FCA and PSR Boards appoint new chair to decision-making committees
The FCA and PSR announces the appointment of Alison Potter as Chair to two major committees. -
FCA bans Steven Hodgson and Paul Adams for pension transfer advice failings
The FCA has banned Steven Hodgson and Paul Adams of Vintage Investment Services from advising any customers on pension transfers and opt outs. -
PSG SIPP Limited enters administration
PSG SIPP Limited has gone into administration. Christopher Allen and Adam Stephens of Evelyn Partners have been appointed as joint administrators. -
FCA fines Kristo Käärmann £350,000 for failing to notify the FCA of significant tax issues
The FCA has fined Mr Käärmann £350,000 for breaching a senior manager conduct rule. -
MCI Global Investment Advisors Limited enters liquidation
MCI Global Investments Advisors Limited has entered into Creditors Voluntary Liquidation. Gareth Howarth of Path Business Recovery Limited was appointed as Liquidator. -
FCA publishes results of non-financial misconduct survey
The FCA has published the results of a survey to better understand how firms record and manage allegations of non-financial misconduct. -
The FCA and Practitioner Panel 2023/24 survey findings
The FCA and the Practitioner Panel have published a report from our 2023/24 joint survey of FCA regulated firms. -
FCA writes to Novus Black Fund investors
The FCA has written to investors in Novus Black Fund UK Ltd. -
FCA cracks down on illegal finfluencers
We have launched targeted action against finfluencers who may be touting financial services products illegally. -
FCA imposes restrictions on Business Agent Limited from regulated activities over 'Nextcrowd' failings
The FCA has placed restrictions on Business Agent Limited.