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Proposed new rules to better protect customers of payments firms
The FCA is stepping in to better protect customers when payments and e-money firms go out of business. -
Strabens Hall Limited enters administration
Strabens Hall Limited has gone into administration. Gary Shankland and Robert Ferne, of Begbies Traynor (London) LLP, have been appointed joint administrators. -
OPBAS finds improvements needed amongst anti-money laundering supervisors
Most Professional Body Supervisors are complying with money laundering regulations, how they supervise is still not consistently effective. -
New FCA rules to protect access to cash already having an impact
New rules from the FCA to protect access to cash have come into force and are having a positive impact in local communities. -
Promethean Finance Limited tribunal decision
The Upper Tribunal has found our decision to impose requirements on Promethean was reasonable. -
City & Merchant Limited enters liquidation
On 11 September 2024, City & Merchant Limited entered liquidation with Dermot Coakley and Shaun Walker of WSM Marks Bloom LLP appointed as joint liquidators. -
Firms encouraged to explore new approaches to increase pension engagement
FCA research highlights when and how firms can improve their communications to help consumers make informed decisions about their retirement savings. -
FCA charges first individual with running a network of illegal crypto ATMs
The FCA has charged Mr Olumide Osunkoya for unlawfully running multiple crypto ATMs without FCA registration. -
Oversight of ARs improving but more to do, says FCA
We set out good practice and areas for improvement to help principal firms effectively monitor their Appointed Representatives. -
FCA publishes decisions against 3 individuals, and fines and bans a fourth, for reckless pension transfer advice
The FCA has decided to ban 2 financial advisers and 2 partners at St Martin’s Partners LLP (SMP) from working in financial services, and collectively fine them £590,544.