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Restrictions imposed on London Stone Securities Limited in response to significant concerns
We have imposed restrictions on wealth management firm, London Stone Securities Limited. -
Financial regulator seeks to reduce burdens on firms and support growth
The rules governing financial services could be streamlined to reduce burdens on businesses, following a review launched by the FCA. -
FCA sets out rules and proposals to build up UK wholesale markets
The FCA has set out a package of measures designed to help strengthen the UK’s capital markets and position as a global and vibrant financial centre. -
FCA takes first enforcement action against firm enabling cryptoasset trading
CB Payments Limited (CBPL) has been fined £3,503,546 by the FCA for repeatedly breaching a requirement that prevented the firm from offering services to high-risk customers. -
High Court approves plan to return WealthTek client assets and money
The JSAs plan for returning client money and custody assets to WealthTek clients has been approved by the High Court. -
Over £100m in redress offered to former British Steel pension scheme members
£106m in redress has been offered to 1,870 former British Steel Pension Scheme members to put them back in the position they would have been at retirement. -
FCA confirms plan to protect access to cash for consumers and small businesses
Banks and building societies will need to weigh up if local communities lack access to cash services, like branches and ATMs, and plug significant gaps, under new FCA rules. -
London Court Limited enters liquidation
London Court Limited has entered creditors’ voluntary liquidation. Rehan Ahmed and Tauseef Rashid of Quantuma have been appointed as joint liquidators. -
FCA calls on firms to improve treatment of politically exposed persons (PEPs)
The FCA has told financial firms – including banks, payment firms and lenders – to do more to ensure Parliamentarians, senior public servants and their families are not treated unfairly. -
Donre Advisory Limited enters liquidation
Donre Advisory Limited has entered creditors’ voluntary liquidation (CVL). Sean Bucknall and Andrew Hosking of Quantuma have been appointed as joint liquidators.