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FCA decides to fine and ban James Staley
Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case. -
FCA censures London Capital & Finance plc
The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds. -
FCA welcomes the launch of the Transition Plan Taskforce Disclosure Framework
Today, the FCA welcomes the publication of the Transition Plan Taskforce (TPT) Disclosure Framework. -
FCA places restrictions on London Court Ltd
On 22 August 2023, the FCA imposed restrictions on London Court Limited for failings relating to the 'My Investment Hub' platform. -
Wellington Court Financial Services Ltd has temporary permissions removed
Wellington Court Financial Services Limited has had its temporary permissions revoked. -
FCA bans Simon Hughes for failures in advice given to British Steel Pension Scheme Members
The FCA has banned Simon Hughes of S&M Hughes Limited (in liquidation) from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. -
FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings
The broker has been fined for inadequate anti-money laundering (AML) systems and controls. -
FCA reveals GFIN Greenwashing TechSprint winners
The FCA hosted the first Global Financial Innovation Network (GFIN) Greenwashing TechSprint Showcase day on 20 September 2023. -
FCA confirms leasehold buildings insurance reforms
The FCA has confirmed new measures to support leaseholders in the multi-occupancy buildings insurance market. -
FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice
The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services.