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FCA decides to impose conditions on takeover of Link Group
Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link -
Rowanmoor Personal Pensions enters administration
Rowanmoor Personal Pensions Limited is a Self-Invested Personal Pension operator authorised and regulated by the FCA. -
PRA and FCA conclude investigations into senior managers in relation to the 2008 failure of HBOS plc
PRA and FCA joint investigations into certain former senior managers at HBOS plc have now concluded with a decision by each of the Authorities’ independent decision-makers to take no further action. -
FCA looks for external experts to help shape its work on ESG issues
The Financial Conduct Authority (FCA) is establishing a new advisory committee to the FCA’s Board to work on Environmental, Social and Governance (ESG) issues, and is looking for expressions of interest from stakeholders to join. -
101 firms in scope of new emergency asset retention rules for British Steel Pension Scheme transfer advice
New emergency asset retention rules now apply to 101 firms who provided pension transfer advice to former British Steel Pension Scheme (BSPS) members. 26 of these firms are subject to an asset restriction -
FCA warns Buy Now Pay Later firms about misleading adverts
Although some agreements are unregulated the financial promotions of all BNPL products must comply with the rules. -
FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing
The FCA has called on victims of Richard Faithfull to come forward by 12 September 2022 in order to ensure they be part of any claim for compensation. -
FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse
The FCA has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement Market Abuse Regulation (MAR) requirements, relating to the detection of market abuse. -
FCA and PSR, Joint Regulatory Oversight Committee co-chairs, appoint Bryan Zhang as Strategic Working Group Chair
The Joint Regulatory Oversight Committee (JROC) has announced the set-up of a strategic working group (SWG). -
FCA appoints new Director of International
The FCA has appointed Ruairi O’Connell, OBE, as the FCA’s new Director of International.