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FCA fines Sir Christopher Gent for disclosing inside information
The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information. -
FCA confirms new rules to improve oversight of Appointed Representatives
Our new rules to make authorised financial firms more responsible for their appointed representatives (ARs). -
FCA issues an update on switching in the mortgage market
The FCA has today released its latest statement on switching in the mortgages market. -
FCA to open Leeds office in September with 100 new jobs
The FCA will be opening an office in Leeds later this year, and will be recruiting to fill more than 100 new roles based in Leeds. -
We consult on changes to redress calculations for unsuitable pension transfer advice
We have today published a consultation proposing updates to how redress is calculated for unsuitable defined benefit transfers advice, following a periodic review. -
FCA clamps down on marketing of high-risk investments to consumers
We have finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products. -
FCA regulation boosts consumer protection in the funeral plans market
The FCA is authorising 26 providers. These firms hold approximately 1.6 million plans, which make up 87% of the market. -
FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors
The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation -
Hartley Pensions Limited enters administration
On 29 July 2022 the directors of Hartley Pensions appointed Peter Kubik and Brian Johnson of UHY Hacker Young LLP as joint administrators at the request of the FCA. -
The FCA’s Consumer Duty will lead to a major shift in financial services
The Financial Conduct Authority (FCA) has confirmed its plans to bring in a new Consumer Duty, which will fundamentally improve how firms serve consumers.