News
Search results
Showing 801 to 810 of 2338 search results.
-
We consult on proposals aimed at improving UK equity market
We publish a Consultation Paper on proposals aimed at improving the functioning of equity secondary markets. -
FCA further bolsters its leadership team as it expands its headcount
The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and -
Alexander David Securities Limited enters liquidation
On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators. -
FCA resolves High Court proceedings in relation to unauthorised deposit taking
Mohammed Kabir has agreed to orders to resolve proceedings brought by the FCA relating to an unauthorised deposit taking scheme. -
FCA tackling scams faster as part of data strategy
The FCA is using data to tackle online fraud faster by scanning approximately 100,000 websites created every day to identify those that appear to be scams. -
FCA fines Ghana International Bank Plc £5.8m for failings in its anti-money laundering controls
Ghana International Bank Plc (GIB) £5,829,900 for poor anti-money laundering and counter-terrorist financing controls. -
Changes to FCA Firm Reference Numbers (FRNs) and Product Reference Numbers (PRNs)
We’re planning a move to seven-digit FRNs and PRNs for all newly registered firms and funds. -
FCA fines insurance broker JLT Specialty Limited £7.8m for financial crime control failings
We have fined JLT Specialty Limited (JLTSL) £7,881,700 for financial crime control failings. -
FCA’s work on market abuse and manipulation – update 17 June 2022
Explaining the work we do to tackle market abuse and manipulation. -
FCA announces funeral plan providers likely to be authorised
We have published a list of providers it intends to authorise when the pre-paid funeral plans industry comes under its regulation from 29 July.