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FCA taking assertive action to tackle harm in the consumer investments market
The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market. -
FCA sets out new employment offer
The Financial Conduct Authority (FCA) has today set out a new employment offer designed to reward strong, consistent performance, aid career development and close pay gaps. -
FCA launches claims management companies fees cap
New restrictions will apply to claims management companies to prevent them from charging excessive fees to consumers owed compensation from financial services firms. -
FCA looks for members to help shape secondary markets work
The FCA is establishing a new advisory committee on secondary markets and is looking for expressions of interest from market participants to join it. -
2022 fines
Enforcement fines published in 2022. -
FCA discontinues action against Craig Whyte
The decision to end the case was taken after the FCA received new information from Mr Whyte’s previous lawyers which meant there was no longer a realistic prospect of a conviction. -
Barclays fined £783,800 and agrees to make a voluntary payment to Premier FX customers
Barclays failed to make enquiries to ensure that Premier FX’s actual business activity aligned with Barclays’ expectations and did not identify that Premier FX’s internal controls were deficient. -
FCA appoints new Head of Leeds Office as it recruits 200 roles as part of Transformation
William Hague, the FCA’s former Chief People Officer, will lead on setting up our new office in Leeds. -
Oakam (also trading as Loal) enters administration
Oakam Ltd (trading as Oakam and Loal) was placed into administration on 24 February 2022. Andrew Tate and James Hopkirk of Kreston Reeves LLP have been appointed as joint administrators. -
Strathkelvin Credit Union enters administration
Strathkelvin Credit Union Limited was placed into administration on 22 February 2022 and has now stopped trading. Dina Devalia, Simon James Bonney and Ian William Wright of Quantuma Advisory Limited have been appointed as joint administrators.