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Information for former customers of FXVC
We have become aware that former customers of Finteractive Ltd (trading as FXVC) have been targeted by scammers. -
Consumer warning on Marvell Enterprises Ltd
We have removed Marvell Enterprises Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities. -
FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading
Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls -
FCA confirms plans to protect new funeral plan customers from July 2022
Once pre-paid funeral plans come under our regulation next July, customers will be protected if their authorised plan provider fails. -
FCA acts to help investors make more informed ESG investment decisions
The FCA is committed to helping investors put Environmental, Social and Governance (ESG) matters at the heart of their investment decisions. -
Financial regulators publish fourth edition of plan for upcoming work
The Financial Services Regulatory Initiatives Forum has issued the fourth edition of the Regulatory Initiatives Grid which lists upcoming work. -
FCA finalises rules for a new type of fund designed to invest efficiently in long-term assets
Sophisticated investors and pension funds are among those who will have access to new types of investment opportunities following changes made by the FCA. -
Investment Firms Prudential Regime final rules published
We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID. -
Latest FCA perimeter report calls for legislative change to protect consumers
In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit. -
The Climate Financial Risk Forum publishes its second set of guides to help the financial industry effectively manage climate-related financial risks
Written by industry, for industry, the guides focus on risk management, scenario analysis, disclosure, innovation and climate data and metrics