News
Search results
Showing 961 to 970 of 2338 search results.
-
FCA consults on post-Brexit divergence for PRIIPS regulation
The FCA has set out proposals to change disclosure documents provided to retail investors under the Packaged Retail and Insurance-based Investment products regulation. -
FCA takes action against debt packager firms
5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice -
FCA secures conditional resolution of proceedings against Park First and its senior management
The conditional agreement should see a further £25 million made available for compensation to investors -
Guiding principles on design, delivery and disclosure of ESG and sustainable investment funds
We publish a letter to chairs of authorised fund managers setting out expectations on the design, delivery and disclosure of ESG and sustainable investment funds -
FCA publishes Annual Report and Accounts 2020/21
The FCA has published its Annual Report and Accounts, which looks back on key pieces of work throughout 2020/21. -
FCA commits to being a more innovative, assertive and adaptive regulator
The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020 -
FCA bans convicted fraudster from carrying out regulated activity
An FCA investigation found Mr Creed failed to inform the FCA about his bankruptcy and a disqualification as a company director -
Stephen Lewis Allen pleads guilty to forgery
The charge relates to events that followed proceedings by FCA against Mr Renwick Haddow for operating several unauthorised collective investment schemes -
FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017
The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within -
Scammers target over £2 million in pension pots in the last five months
The FCA are urging anyone saving for their retirement to protect their savings.