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All reporting firms moved to FCA’s new data collection platform RegData
We have completed the move of 52,000 firms and 120,000 users from Gabriel to RegData. -
FCA announces plans to stop CMC phoenixing
New rules being proposed will put a stop to claims management phoenixing across the market. -
FCA proposes stronger protection for consumers in financial markets
Plans for a new Consumer Duty which will set a higher level of consumer protection in retail financial markets -
Financial regulators publish third edition of plan for upcoming work
The Financial Services Regulatory Initiatives Forum has issued the third edition of the Regulatory Initiatives Grid which lists upcoming work. -
FCA launches consultation on a new type of fund to support investment in long-term assets
The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets. -
FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading
We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering. -
FCA to require pension providers to offer to book Pension Wise appointments for consumers
The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes -
The FCA and Practitioner Panel joint survey for 2021 launches
The FCA and Practitioner Panel joint survey for 2021 has launched. Regulated firms share their feedback on how the FCA regulates the industry. -
FCA consults on strengthening investor protections in SPACs
The FCA has launched a consultation on proposed changes to its Listing Rules for certain special purpose acquisition companies (SPACs). -
FCA sets out proposals to strengthen its financial promotion rules for high-risk investments
Read our proposals to help retail investors make more effective decisions on high-risk investments