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FCA response to Payment Systems Regulator’s paper on authorised push payment scams
The Financial Conduct Authority (FCA) has contributed to the Payment Systems Regulator (PSR) paper on 'Authorised Push Payment Scams'. -
Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)
The FCA issued an alert for all Principals who have Appointed Representatives or Introducer Appointed Representatives regardless of sector. -
FCA statement on MiFID II inducements and research
The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation. -
FCA publishes position limits for commodity derivative contracts
The Financial Conduct Authority (FCA) has today published position limits on certain commodity derivative contracts which are traded on UK trading venues. -
Statement on FCA investigation into Equifax Ltd
Statement on FCA investigation into Equifax Ltd. Statements First published:. 24/10/2017. Last updated: 24/10/2017. Share page. Statement on FCA investigation into Equifax Ltd. The FCA announces today that it is investigating the circumstances -
FCA statement on judicial review of PPI complaints measures
FCA statement on judicial review of PPI complaints measures. Statements First published:. 20/10/2017. Last updated: 20/10/2017. Share page. FCA statement on judicial review of PPI complaints measures. On 3 October 2017 the Court of Appeal refused -
Review of debt management sector gets underway
We are undertaking a thematic review of the debt management sector, in line with the commitment in our 2017/18 Business Plan. -
Our work on Defined Benefit Pension Transfers
We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm. -
FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits
FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits. Statements First published:. 28/09/2017. Last updated: 28/09/2017. Share page. FCA statement on the Work Plan for ESMA opinions on -
Response to the CMA’s final report for its digital comparison tools market study
Response to the CMA’s final report for its digital comparison tools market study. Statements First published:. 26/09/2017. Last updated: 26/09/2017. Share page. Response to the CMA’s final report for its digital comparison tools market study.