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  1. FCA concludes action to protect consumers from unauthorised clone

    Statements

    Published: 11/09/2014

    Last modified: 19/01/2016

    The FCA commenced civil proceedings in September 2014 because it was concerned that individuals purporting to be Joh. Berenberg, Gossler & Co. KG had carried on regulated activities in breach of the Financial Services and Markets Act 2000 by acting

  2. Temporary restriction in short selling

    Statements

    Published: 04/09/2014

    Last modified: 01/11/2016

    Temporary restriction in short selling. Statements First published:. 04/09/2014. Last updated: 01/11/2016. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

  3. FCA use of Attestations

    News stories

    Published: 26/08/2014

    Last modified: 26/08/2014

    FCA use of Attestations. News stories First published:. 26/08/2014. Last updated: 26/08/2014. FCA use of Attestations. Exchange of letters between Clive Adamson, FCA director of supervision and Graham Beale, Chairman of the FCA Practitioner Panel

  4. Retrospective application of regulatory rules: call for examples

    News stories

    Published: 21/08/2014

    Last modified: 21/08/2014

    Retrospective application of regulatory rules: call for examples. News stories First published:. 21/08/2014. Last updated: 21/08/2014. Share page. Retrospective application of regulatory rules: call for examples. We are asking for examples on

  5. Temporary prohibition of short selling

    Statements

    Published: 08/08/2014

    Last modified: 13/03/2017

    Temporary prohibition of short selling. Statements First published:. 08/08/2014. Last updated: 13/03/2017. Temporary prohibition of short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

  6. Temporary prohibition of short selling

    Statements

    Published: 08/08/2014

    Last modified: 15/03/2017

    Temporary prohibition of short selling. Statements First published:. 08/08/2014. Last updated: 15/03/2017. Temporary prohibition of short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

  7. Temporary restriction in short selling

    Statements

    Published: 07/08/2014

    Last modified: 13/03/2017

    Temporary restriction in short selling. Statements First published:. 07/08/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

  8. Temporary restriction in short selling

    Statements

    Published: 01/08/2014

    Last modified: 08/11/2016

    Temporary restriction in short selling. Statements First published:. 01/08/2014. Last updated: 08/11/2016. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it extends the prohibition of short selling

  9. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

    Statements

    Published: 01/08/2014

    Last modified: 01/08/2014

    Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes. Statements First published:. 01/08/2014. Last updated: 01/08/2014. Defined contribution workplace pensions: The audit of charges and benefits in legacy

  10. Financial Incentives for Whistleblowers

    Statements

    Published: 30/07/2014

    Last modified: 30/07/2014

    Financial Incentives for Whistleblowers. Statements First published:. 30/07/2014. Last updated: 30/07/2014. Financial Incentives for Whistleblowers. As part of our response to the PCBS recommendations we agreed to conduct further research into the
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