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Digital Securities Sandbox opens for applications
The Digital Securities Sandbox (DSS) allows firms to test legislative changes in real world scenarios before the changes are implemented. -
Extension to motor finance complaint handling pause confirmed
We have extended the pause to the deadline for motor finance firms to provide a final response to customer complaints regarding discretionary commission arrangements (DCA) until 4 December 2025. -
Senior independent director review into whistleblowing concerns
In line with the corporate governance of the FCA, the board’s senior independent director, Richard Lloyd, carried out an internal review of the handling of two individuals’ whistleblowing communications by the chair. -
Strabens Hall Limited enters administration
Strabens Hall Limited has gone into administration. Gary Shankland and Robert Ferne, of Begbies Traynor (London) LLP, have been appointed joint administrators. -
OPBAS finds improvements needed amongst anti-money laundering supervisors
Most Professional Body Supervisors are complying with money laundering regulations, how they supervise is still not consistently effective. -
Reforms to financial services retail-disclosure requirements
The Government and FCA announce plans to reform UK retail disclosure rules and will temporarily exempt investment trusts from assimilated EU law requirements. -
Statement on forbearance in relation to investment trust disclosure requirements
This statement sets out our forbearance given the Government’s intention to exclude some investment trusts from the PRIIPs Regulation and other assimilated law. -
FCA publishes update on cash savings market and fair value
We have published an update on the actions we have taken since our July 2023 cash savings market review, and the work we have done with the largest 9 firms on the value they provide. -
Promethean Finance Limited tribunal decision
The Upper Tribunal has found our decision to impose requirements on Promethean was reasonable. -
City & Merchant Limited enters liquidation
On 11 September 2024, City & Merchant Limited entered liquidation with Dermot Coakley and Shaun Walker of WSM Marks Bloom LLP appointed as joint liquidators.