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Review of firms' treatment of customers in vulnerable circumstances
Under the Consumer Duty, firms should act to deliver good outcomes for all customers, including those with characteristics of vulnerability. -
Silverbird Global Limited (SGL) enters special administration
On 13 March 2024, Silverbird Global Limited entered special administration. FRP Advisory Trading Limited are administrators. -
FCA updates position on cryptoasset Exchange Traded Notes for professional investors
The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as -
House of Commons Treasury Committee’s ‘Sexism in the City’ report
The FCA shares the Committee’s view that there is an important role for regulators to play. -
FCA discontinues civil proceedings against Konstantinos Papadimitrakopoulos and Dimitris Gryparis
The FCA decided to discontinue the proceedings on 6 March 2024, which concludes all civil proceedings in the High Court -
Changes to the Financial Promotions Order
The FCA has carried out changes to Financial Promotion Order exemptions for high net worth individuals. -
FCA warns firms over anti-money laundering failings
We have warned firms about common failings we have found in financial crime controls. -
High Court allows the FCA to pause civil case against WealthTek LLP
On 1 March 2024, the High Court granted the FCA's application for a 12-month pause in its civil case against Mr Dance, in order to focus on criminal proceedings. -
3-month synthetic sterling LIBOR – 1 month to go
FCA issues final message before the end-March 2024 deadline and a reminder of the expected cessation of US dollar synthetic LIBOR at end-September 2024. -
FCA secures bankruptcy of Avacade directors
In August 2020, following a trial, the High Court ordered illegal pension introducers Avacade, Alexandra Associates and their directors to pay £10,715,000 restitution to consumers. We provide an update on the case.