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Hartley Pensions Limited – requirement to stop accepting new pension contributions
Hartley Pensions Limited (Hartley Pensions), is a SIPP (Self Invested Personal Pension) operator authorised and regulated by the FCA. It also provides administration for a small number of SSAS (Small Self-Administered Schemes), regulated by The -
We consult on proposals aimed at improving UK equity market
We publish a Consultation Paper on proposals aimed at improving the functioning of equity secondary markets. -
FCA cancels listing of Umuthi Healthcare Solutions
The Financial Conduct Authority (FCA) has decided to discontinue the listing of the standard shares of Umuthi Healthcare Solutions plc (UHS). -
Alexander David Securities Limited enters liquidation
On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators. -
Restrictions placed on Colbourne & Company
On 23 June 2022 the FCA imposed a number of restrictions on Colbourne & Company stopping it from carrying out any regulated activities due to concerns about the way it conducts its business. -
Changes to FCA Firm Reference Numbers (FRNs) and Product Reference Numbers (PRNs)
We’re planning a move to seven-digit FRNs and PRNs for all newly registered firms and funds. -
FCA seeks re-trial in insider dealing case
The Financial Conduct Authority will pursue a re-trial of Stuart Bayes and Jonathan Swann for insider dealing offences. -
FCA’s work on market abuse and manipulation – update 17 June 2022
Explaining the work we do to tackle market abuse and manipulation. -
Information for customers of unauthorised firm BubbleXT
We are aware that consumers are being targeted by scammers with promises of returning their funds for a small upfront fee -
FCA appoints members for new Secondary Markets Advisory Committee
We have appointed the members of our new advisory committee on secondary markets for a period of two years until 1 June 2024.