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New Settlement Internalisation reporting requirement
From July 2019, firms will be obliged to report settlement internalisation to the Bank of England under Article 9 of the EU Central Securities Depositories Regulation (CSDR). -
Temporary prohibition of short selling: Banca Carige
Temporary prohibition of short selling: Banca Carige. News stories First published:. 16/11/2018. Last updated: 16/11/2018. Temporary prohibition of short selling: Banca Carige. The Financial Conduct Authority (“FCA”) notifies that it -
Temporary prohibition in short selling: Banca Carige
Temporary prohibition in short selling: Banca Carige. News stories First published:. 14/11/2018. Last updated: 14/11/2018. Temporary prohibition in short selling: Banca Carige. The Financial Conduct Authority (FCA) notifies that it temporarily -
Cryptoasset Taskforce publishes report on UK approach to cryptoassets
The Financial Conduct Authority (FCA) has today, as part of a Treasury (HMT) led Cryptoasset Taskforce published a report on the UK’s policy and regulatory approach to cryptoassets. -
Greyfriars enters administration
On 23 October 2018, Greyfriars Asset Management LLP ('Greyfriars'), a firm authorised and regulated by the FCA, appointed Adam Stephens and Henry Shinners of Smith and Williamson LLP as joint administrators. -
Information for customers of The Mortgage Matters Partnership (TMMP)
Some of TMMP’s customers were given mortgage advice which may have been unsuitable and a customer contact and redress programme was started. The firm has been declared in default by the Financial Services Compensation Scheme (FSCS) and as a result -
Temporary prohibition in short selling: Banca IFIS and Biesse
Temporary prohibition in short selling: Banca IFIS and Biesse. News stories First published:. 09/10/2018. Last updated: 09/10/2018. Temporary prohibition in short selling: Banca IFIS and Biesse. TEMPORARY PROHIBITION OF SHORT SELLING. The Financial -
Linda Woodall
Andrew Bailey, FCA Chief Executive, offers his condolences to the family of Linda Woodall, former Director at the FCA, who passed away in September and provides a point of contact for those wishing to leave tributes. -
Temporary prohibition in short selling: Astaldi spa
Temporary prohibition in short selling: Astaldi spa. News stories First published:. 02/10/2018. Last updated: 05/10/2018. Temporary prohibition in short selling: Astaldi spa. The Financial Conduct Authority ("FCA”) notifies that it temporarily -
FCA consults on new rules for claims management firms to raise standards of conduct and protect consumers
We are consulting on new rules for claims management companies to raise standards of conduct. We will become the regulator of claims management companies (CMCs) on 1 April 2019.