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Transparency in asset management
Warning message. Revision state: Published. Most recent revision: No.. Transparency in asset management. News stories First published:. 30/10/2013. Last updated: 17/04/2026At our annual Asset Management Conference, we outlined our strategy focused -
Information for ARM investors
There have been a number of developments recently that affect investors in bonds issued by ARM Asset Backed Securities SA (ARM), a securitisation vehicle based in Luxembourg. We take a look at some frequently asked questions. -
FCA Board appoints new members to the Regulatory Decisions Committee
FCA Board appoints new members to the Regulatory Decisions Committee. News stories First published:. 21/08/2013. Last updated: 21/08/2013. Share page. FCA Board appoints new members to the Regulatory Decisions Committee. The Regulatory Decisions -
David Gagie joins the FCA as Senior Advisor
David Gagie joins the FCA as Senior Advisor. News stories First published:. 20/08/2013. Last updated: 20/08/2013. Share page. David Gagie joins the FCA as Senior Advisor. David Gagie has joined the FCA as our newest Senior Adviser, focusing on -
Anti-money laundering
This report sets out our obligations relating to anti-money laundering, our approach to carrying out those obligations, and the trends and emerging risks in money laundering that we are seeing in the firms we regulate. -
How will the FCA and the Bank/PRA co-operate on data?
The FCA and the Bank are working together to ensure the regulatory reporting processes for dual-regulated firms is efficient. We want to make sure that firms are only asked to submit data sets once and, to help achieve this, we will share data where -
Alternative Investment Fund Managers Directive (AIFMD)
Alternative Investment Fund Managers Directive (AIFMD). News stories First published:. 22/07/2013. Last updated: 14/10/2016. Share page. Alternative Investment Fund Managers Directive (AIFMD). On the 22 July 2013 UK law implementing the Alternative -
Final public meeting of the Financial Services Authority
At this event, we will discuss the Financial Services Authority 2012/13 Annual Report. -
FCA review of automatic renewal of fixed term bonds
We have completed one aspect of our work on automatic renewal, which looked into firms’ contract terms and practices regarding automatic renewal of fixed term bonds. -
FSA Annual Report 2012/13
This is the FSA's final Annual Report, covering the year leading up to its abolition in April 2013.