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FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA
The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward -
FCA changes mortgage advice rules to encourage consumer choice
The Financial Conduct Authority (FCA) has today published proposals for changes to its mortgage sales requirements which will help to give consumers more choice in how they buy a mortgage. -
FCA launch the Financial Services Regulatory Partners Phoenixing Group
The Financial Conduct Authority (FCA) held a round table event with its regulatory partners to build on existing collaboration and launch a working group to tackle the ongoing issue of phoenixing in financial services. -
EMIR web portal maintenance
EMIR web portal maintenance. Statements First published:. 02/05/2019. Last updated: 02/05/2019. EMIR web portal maintenance. The notification system for EMIR is offline for maintenance. We expect it to be available from 9am Tuesday 7 May 2019. -
FCA opens debate on intergenerational finance: how industry and regulators should respond to demographic change
The Financial Conduct Authority (FCA) has today published a discussion paper on Intergenerational Differences, exploring the changing financial needs of consumers from different age groups. -
FCA begins review of financial advice market
The FCA is asking for feedback on its proposed approach to reviewing the Retail Distribution Review and the Financial Advice Market Review. -
FCA statement on delay to publication of final rules for CFDs products and CFD-like options
This statement provides an update on the Financial Conduct Authority’s (FCA) consultation on permanent product intervention measures to restrict the sale, marketing and distribution of contract for differences (CFDs) and CFD-like options sold to -
Financial Conduct Authority (FCA) publishes feedback statement on Duty of Care
The FCA has summarised responses to its Discussion Paper – ‘A duty of care and potential alternative approaches’ – and sets out next steps. -
FCA data show 5% drop in complaints in the second half of 2018
The FCA has published the complaints figures for regulated firms for the second half of 2018. -
FCA sets out its priorities for 2019/20
The FCA published our Business Plan for 2019/20, outlining key priorities for the year.