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The financial services contracts regime
The Government's legislation for the financial services contracts regime (FSCR) will enable firms who do not enter the temporary permissions regime to wind down their UK business in an orderly fashion. -
New rules for claims management companies to boost consumer protection and professionalism
The Financial Conduct Authority (FCA) today published new rules and fees that will apply to all claims management companies (CMCs) from April 2019. That’s when the FCA takes over responsibility for regulating the firms, which help thousands of -
FCA and PSR Boards appoint new members to decision-making committees
FCA and PSR Boards appoint new members to decision-making committees. Press Releases First published:. 14/12/2018. Last updated: 14/12/2018. FCA and PSR Boards appoint new members to decision-making committees. The Financial Conduct Authority (FCA) -
FCA introduces new rules on handling complaints about Authorised Push Payment fraud
The FCA has published new rules allowing victims of Authorised Push Payment (APP) fraud to complain to the payment services provider (PSP) receiving their payment. -
FCA bans Angela Burns from acting as a non-executive director and fines her for her failure to declare conflicts of interest
The Financial Conduct authority (FCA) has banned Angela Burns from acting as a non-executive director (NED) and fined her £20,000 for failing to act with integrity at two mutual societies. -
Statement on London Capital & Finance plc
The Financial Conduct Authority has directed London Capital & Finance plc (LCF) to withdraw all of its existing marketing materials in relation to LCF’s Fixed Rate ISA or Bond. -
FCA seeks re-trial in insider dealing case
After failing to reach a verdict in a trial at Southwark Crown Court brought by the Financial Conduct Authority (FCA), the jury was discharged. The FCA has confirmed to the court that it will be seeking a re-trial of Fabiana Abdel-Malek and Walid -
FCA proposes changes to facilitate investment in patient capital
The FCA has proposed changes to further enable retail investors to invest in patient capital through unit-linked funds. -
FCA response to the CMA’s final report on its investigation of investment consultancy and fiduciary management services
Today the Competition and Markets Authority (CMA) published the final report and remedies for its market investigation of investment consultancy and fiduciary management services. -
KBW Associates Ltd files for liquidation
KBW Associates Ltd (KBW) was placed into liquidation on 27 November 2018.