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Showing 1461 to 1470 of 2227 search results.

1461. FCA fines and bans former Deutsche Bank trader, Guillaume Adolph

      Press Releases

      Published: 05/03/2018

      Last modified: 05/03/2018

      The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity.

1462. Restrictions imposed on Beaufort Securities Limited (BSL) and Beaufort Asset Clearing Services Limited (BACSL) and both Firms are placed into insolvency

      Press Releases

      Published: 02/03/2018

      Last modified: 02/03/2018

      Following an urgent application by the Financial Conduct Authority (FCA), the High Court has appointed Messrs Russell Downs, Douglas Nigel Rackham and Dan Yoram Schwarzmann of PricewaterhouseCoopers (PwC) as joint administrators of BSL and joint

1463. FCA value measures pilot having a positive impact

      Press Releases

      Published: 01/03/2018

      Last modified: 11/04/2024

      The FCA has published the second set of data in its general insurance value measures pilot.

1464. New credit card rules introduced by the FCA

      Press Releases

      Published: 27/02/2018

      Last modified: 17/07/2026

      The FCA published its final policy statement on new rules for the credit card market.

1465. The FCA fines Vanquis £1,976,000 and orders Vanquis to pay compensation to customers

      Press Releases

      Published: 27/02/2018

      Last modified: 27/02/2018

      The Financial Conduct Authority (FCA) has today imposed a fine of £1,976,000 on credit card lender, Vanquis, for failing to disclose the full price of an add-on product, called Repayment Option Plan (ROP). The firm will also repay an estimated £168

1466. FCA statement on proposals to introduce a public register

      Statements

      Published: 26/02/2018

      Last modified: 26/02/2018

      Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms.

1467. FCA launches call for input on the use of technology to achieve smarter regulatory reporting

      Press Releases

      Published: 20/02/2018

      Last modified: 12/01/2023

      FCA seeks views on how technology can make it easier for firms to meet their regulatory reporting requirements and improve the quality of the information they provide.

1468. FCA and US CFTC sign Arrangement to collaborate on FinTech innovation

      Press Releases

      Published: 19/02/2018

      Last modified: 12/01/2023

      The arrangement commits the regulators to collaborating and supporting innovative firms through each other’s financial technology (FinTech) initiatives.

1469. FCA and PRA appoint new Chair of the FSCS

      Press Releases

      Published: 13/02/2018

      Last modified: 13/02/2018

      The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) today announce the appointment of Marshall Bailey as Chair of the Financial Services Compensation Scheme Ltd (FSCS) with effect from 1 April 2018. The appointment

1470. FCA publishes report on the supervision of Algorithmic Trading

      Press Releases

      Published: 12/02/2018

      Last modified: 22/08/2022

      The FCA has today published a report on the supervision of algorithmic trading in wholesale markets.