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  1. Rio Tinto plc fined £27m for breaching Disclosure and Transparency Rules

    Press Releases

    Published: 17/10/2017

    Last modified: 17/10/2017

    The Financial Conduct Authority (FCA) has fined Rio Tinto plc (Rio Tinto) £27,385,400 for breaching Disclosure and Transparency Rules (Disclosure Rules). 
  2. FCA launches the Asset Management Authorisation Hub

    Press Releases

    Published: 16/10/2017

    Last modified: 05/04/2023

    The FCA has launched its new asset management authorisation hub.
  3. FCA fines and bans wife and bans husband financial advisor for lack of integrity

    Press Releases

    Published: 12/10/2017

    Last modified: 12/10/2017

    The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 for attempting to mislead the FCA during an FCA
  4. FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits

    Statements

    Published: 28/09/2017

    Last modified: 28/09/2017

    FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits. Statements First published:. 28/09/2017. Last updated: 28/09/2017. Share page. FCA statement on the Work Plan for ESMA opinions on
  5. Response to the CMA’s final report for its digital comparison tools market study

    Statements

    Published: 26/09/2017

    Last modified: 26/09/2017

    Response to the CMA’s final report for its digital comparison tools market study. Statements First published:. 26/09/2017. Last updated: 26/09/2017. Share page. Response to the CMA’s final report for its digital comparison tools market study.
  6. FCA publishes findings from the Ageing Population Project

    Press Releases

    Published: 21/09/2017

    Last modified: 21/09/2017

    The Financial Conduct Authority (FCA) has today published an Occasional Paper outlining the findings from a project that explored how the ageing population would impact the Financial Services industry.
  7. FCA and Hong Kong Insurance Authority sign Fintech co-operation agreement

    Press Releases

    Published: 21/09/2017

    Last modified: 21/09/2017

    The Financial Conduct Authority (FCA) announces today that it has entered into a co-operation agreement with the Hong Kong Insurance Authority (IA) to enhance collaboration in supporting Fintech innovation.
  8. FCA statement on compliance with Joint Committee Guidelines on Acquisitions and Increases of Qualifying Holdings (Changes in Control)

    Statements

    Published: 20/09/2017

    Last modified: 20/09/2017

    FCA statement on compliance with Joint Committee Guidelines on Acquisitions and Increases of Qualifying Holdings (Changes in Control). Statements First published:. 20/09/2017. Last updated: 20/09/2017. Share page. FCA statement on compliance with
  9. FCA finalises revised Payment Services Directive (PSD2) requirements

    Press Releases

    Published: 19/09/2017

    Last modified: 19/09/2017

    The Financial Conduct Authority (FCA) has today published its approach to implementing the revised Payment Services Directive (PSD2). 
  10. FCA makes Market Investigation Reference for investment consultancy services

    Press Releases

    Published: 14/09/2017

    Last modified: 14/09/2017

    The Financial Conduct Authority (FCA) has today confirmed its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to investment consultancy and fiduciary management services.
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