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FCA publishes proposals on staff incentives and performance management in consumer credit firms
The Financial Conduct Authority (FCA) has published proposals on how consumer credit firms should manage risks related to how they pay and manage the performance of their staff. -
New Chairs of the Financial Conduct Authority’s Practitioner Panel and Markets Practitioner Panel announced today
The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel. -
FCA announces the names of firms who have participated in the Advice Unit and publishes the FAMR baseline report
The Financial Conduct Authority (FCA) has today announced the names of firms who have participated in the Advice Unit. -
FCA statement on contract for difference products and CP16/40
This statement provides an update on the Financial Conduct Authority’s (FCA) policy work on contract for difference products (CFDs) and CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail -
FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector. -
FCA proposes changes to advice on pension transfers
The Financial Conduct Authority (FCA) has today published new proposals on advice relating to pension transfers where consumers have safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension schemes. -
FCA asks for feedback on consumer access to insurance
The Financial Conduct Authority (FCA) is seeking views and evidence of the challenges firms face in providing travel insurance for consumers who have, or have had, cancer, and the challenges for these consumers in accessing insurance. The paper is -
FCA statement after Serious Fraud Office charges in Barclays Qatar capital raising case
FCA statement after Serious Fraud Office charges in Barclays Qatar capital raising case. Statements First published:. 20/06/2017. Last updated: 20/06/2017. Share page. FCA statement after Serious Fraud Office charges in Barclays Qatar capital -
John Griffith-Jones confirms plan to leave the FCA and PSR in March 2018
John Griffith-Jones confirms plan to leave the FCA and PSR in March 2018. Statements First published:. 18/06/2017. Last updated: 18/06/2017. Share page. John Griffith-Jones confirms plan to leave the FCA and PSR in March 2018. John Griffith-Jones, -
Two charged with insider dealing
The Financial Conduct Authority (FCA) has instituted criminal proceedings against Fabiana Abdel-Malek (date of birth 17/09/1982), a former compliance officer employed by UBS AG’s London Branch and Walid Anis Choucair (date of birth 04/03/1979)