News

Showing 1691 to 1700 of 2227 search results.

1691. FCA fines CT Capital Ltd for failures related to PPI complaint handling

      Press Releases

      Published: 01/06/2016

      Last modified: 01/06/2016

      FCA fines CT Capital Ltd for failures related to PPI complaint handling. Press Releases First published:. 01/06/2016. Last updated: 01/06/2016. Share page. FCA fines CT Capital Ltd for failures related to PPI complaint handling. The Financial

1692. Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists

      Press Releases

      Published: 27/05/2016

      Last modified: 27/05/2016

      Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists. Press Releases First published:. 27/05/2016. Last updated: 27/05/2016. Share page. Megan Butler appointed permanent Director of Supervision –

1693. FCA proposes cap on early exit charges

      Press Releases

      Published: 26/05/2016

      Last modified: 26/05/2016

      FCA proposes cap on early exit charges. Press Releases First published:. 26/05/2016. Last updated: 26/05/2016. Share page. FCA proposes cap on early exit charges. The Financial Conduct Authority (FCA) has today announced the level at which it will

1694. FCA sends communication regarding potentially misleading marketing to all firms carrying out currency transfer services

      Statements

      Published: 26/05/2016

      Last modified: 28/10/2016

      FCA sends communication regarding potentially misleading marketing to all firms carrying out currency transfer services. Statements First published:. 26/05/2016. Last updated: 28/10/2016. Share page. FCA sends communication regarding potentially

1695. FCA welcomes a significant milestone in the development of standards in FX markets through the publication of the BIS Global FX Code

      Statements

      Published: 26/05/2016

      Last modified: 26/05/2016

      FCA welcomes a significant milestone in the development of standards in FX markets through the publication of the BIS Global FX Code. Statements First published:. 26/05/2016. Last updated: 26/05/2016. Share page. FCA welcomes a significant

1696. Over 55s at heightened risk of fraud, says FCA

      Press Releases

      Published: 25/05/2016

      Last modified: 25/05/2016

      Over 55s at heightened risk of fraud, says FCA. Press Releases First published:. 25/05/2016. Last updated: 25/05/2016. Share page. Over 55s at heightened risk of fraud, says FCA. FCA urges caution as study reveals increasing risk of retirees being

1697. The FCA bans Keydata’s former compliance officer, Peter Johnson

      Press Releases

      Published: 19/05/2016

      Last modified: 19/05/2016

      The FCA bans Keydata’s former compliance officer, Peter Johnson. Press Releases First published:. 19/05/2016. Last updated: 19/05/2016. Share page. The FCA bans Keydata’s former compliance officer, Peter Johnson. The Financial Conduct Authority

1698. FCA reviews find mortgage firms lending responsibly but scope for improvement on competition

      Press Releases

      Published: 16/05/2016

      Last modified: 09/11/2016

      FCA reviews find mortgage firms lending responsibly but scope for improvement on competition. Press Releases First published:. 16/05/2016. Last updated: 09/11/2016. Share page. FCA reviews find mortgage firms lending responsibly but scope for

1699. FCA fines and bans financial adviser for insider dealing

      Press Releases

      Published: 13/05/2016

      Last modified: 13/05/2016

      FCA fines and bans financial adviser for insider dealing. Press Releases First published:. 13/05/2016. Last updated: 13/05/2016. Share page. FCA fines and bans financial adviser for insider dealing. The Financial Conduct Authority (FCA) has today

1700. Insider dealers sentenced in Operation Tabernula trial

      Press Releases

      Published: 11/05/2016

      Last modified: 05/04/2023

      In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.