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As new pension freedoms arrive be ScamSmart
As changes to the pension system approach, the FCA has urged people to be ScamSmart and on the look-out for dodgy investment scams. -
FCA bans and fines two individuals for pension advice failings
Lloyd Pope and Peter Legerton, former directors of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), have been banned from senior positions in financial services by the Financial Conduct Authority (FCA). -
John Griffith-Jones responds to the Christine Farnish review of the Money Advice Service
John Griffith-Jones responds to the Christine Farnish review of the Money Advice Service. Statements First published:. 20/03/2015. Last updated: 21/11/2016. Share page. John Griffith-Jones responds to the Christine Farnish review of the Money -
Former senior trader sentenced for insider dealing
In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months -
News for customers of Hume Capital Securities (HCS)
News for customers of Hume Capital Securities (HCS). Statements First published:. 17/03/2015. Last updated: 17/03/2015. Share page. News for customers of Hume Capital Securities (HCS). On 16 March 2015 at 10:47AM the High Court appointed Julien -
Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector
Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector. Press Releases First published:. 16/03/2015. Last updated: 16/03/2015. Share page. Financial Conduct Authority confirms approach to -
FCA confirms approach for financial promotions in social media
FCA confirms approach for financial promotions in social media. Press Releases First published:. 13/03/2015. Last updated: 13/03/2015. Share page. FCA confirms approach for financial promotions in social media. The Financial Conduct Authority (FCA) -
Former chief executive of stockbroker firm fined £450,000 and banned
Former chief executive of stockbroker firm fined £450,000 and banned. Press Releases First published:. 13/03/2015. Last updated: 13/03/2015. Share page. Former chief executive of stockbroker firm fined £450,000 and banned. Sam Kenny, the former -
FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function
FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function. Press Releases First published:. 13/03/2015. Last updated: 13/03/2015. Share page. FCA fines and prohibits Mr -
FCA finds current account switching service working for consumers
FCA finds current account switching service working for consumers. Press Releases First published:. 12/03/2015. Last updated: 12/03/2015. Share page. FCA finds current account switching service working for consumers. The Financial Conduct Authority