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Showing 1931 to 1940 of 2227 search results.

1931. FCA finds small firms need to manage financial crime risks more effectively

      Press Releases

      Published: 14/11/2014

      Last modified: 23/11/2021

      The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.

1932. FCA confirms price cap rules for payday lenders

      Press Releases

      Published: 11/11/2014

      Last modified: 17/11/2014

      FCA confirms price cap rules for payday lenders. Press Releases First published:. 11/11/2014. Last updated: 17/11/2014. FCA confirms price cap rules for payday lenders. People using payday lenders and other providers of high-cost short-term credit

1933. Temporary ban on net short positions: Banca Monte dei Paschi di Siena and Banca Carige (extension)

      Statements

      Published: 11/11/2014

      Last modified: 11/11/2014

      Temporary ban on net short positions: Banca Monte dei Paschi di Siena and Banca Carige (extension). Statements First published:. 11/11/2014. Last updated: 11/11/2014. Share page. Temporary ban on net short positions: Banca Monte dei Paschi di Siena

1934. Former Moore Capital trader pleads guilty to insider dealing

      Press Releases

      Published: 07/11/2014

      Last modified: 05/04/2023

      In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

1935. Temporary prohibition of short selling: Portugal Telecom

      Statements

      Published: 05/11/2014

      Last modified: 09/12/2016

      Temporary prohibition of short selling: Portugal Telecom. Statements First published:. 05/11/2014. Last updated: 09/12/2016. Share page. Temporary prohibition of short selling: Portugal Telecom. The Financial Conduct Authority (“FCA”) notifies

1936. Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling

      Press Releases

      Published: 05/11/2014

      Last modified: 29/11/2021

      The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted

1937. Statement re: promotion of shares in EMMIT plc

      Press Releases

      Published: 31/10/2014

      Last modified: 21/11/2016

      Statement re: promotion of shares in EMMIT plc. Press Releases First published:. 31/10/2014. Last updated: 21/11/2016. Share page. Statement re: promotion of shares in EMMIT plc. The Financial Conduct Authority (FCA) has been made aware that

1938. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements

      Press Releases

      Published: 30/10/2014

      Last modified: 30/10/2014

      FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Press Releases First published:. 30/10/2014. Last updated: 30/10/2014. Share page. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Sesame Ltd, the UK’s largest network of financial

1939. FCA statement regarding Tesco

      Statements

      Published: 29/10/2014

      Last modified: 29/10/2014

      FCA statement regarding Tesco. Statements First published:. 29/10/2014. Last updated: 29/10/2014. FCA statement regarding Tesco. In the light of the Serious Fraud Office (SFO) decision to launch an investigation into this matter, and following

1940. Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments

      Press Releases

      Published: 29/10/2014

      Last modified: 29/10/2014

      Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments. Press Releases First published:. 29/10/2014. Last updated: 29/10/2014. Share page. Financial Conduct Authority consults on