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FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears
FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears. Press Releases First published:. 29/10/2014. Last updated: 29/10/2014. Share page. FCA fines Yorkshire Building Society £4,135,600 for -
Innovation Hub now open for business, says FCA
Innovation Hub now open for business, says FCA. Press Releases First published:. 28/10/2014. Last updated: 28/10/2014. Share page. Innovation Hub now open for business, says FCA. The Financial Conduct Authority’s (FCA) Innovation Hub, part of -
Temporary ban on net short positions
Temporary ban on net short positions. Statements First published:. 27/10/2014. Last updated: 13/03/2017. Temporary ban on net short positions. The Financial Conduct Authority (“FCA”) would like to draw the industry’s attention to the -
FCA publishes Decision Notice against Paul Reynolds deciding to ban him and fine him £290,344
The Financial Conduct Authority (FCA) has today published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds). -
National campaign will target those most at risk of investment fraud, says FCA
Using funds recovered from the proceeds of crime, the FCA has launched a national campaign to warn people about investment fraud and how to spot a potential scam. -
Two former directors of Pritchard Stockbrokers fined and banned for recklessly failing to protect client money
The Financial Conduct Authority (FCA) has fined and banned David Gillespie, Managing Director, and David Welsby, Finance Director, of stockbroking and wealth management firm, Pritchard Stockbrokers Limited (Pritchard) for serious failings in -
Wonga to make major changes to affordability criteria following discussions with the FCA
Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately. -
FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing
The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal -
Independent financial advice: using internal specialists
Independent financial advice: using internal specialists. Statements First published:. 25/09/2014. Last updated: 25/09/2014. Independent financial advice: using internal specialists. In our discussions with industry some have suggested that the use -
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages. Press Releases First published:. 25/09/2014. Last updated: 01/10/2014. Share page. FCA outlines approach for implementation