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Tribunal upholds FCA fine on firm for misselling complex investments
Tribunal upholds FCA fine on firm for misselling complex investments. Press Releases First published:. 27/11/2013. Last updated: 17/12/2013. Share page. Tribunal upholds FCA fine on firm for misselling complex investments. The Upper Tribunal -
Statement about broker-operated systems trading physically settled gas and power forwards
Statement about broker-operated systems trading physically settled gas and power forwards. Statements First published:. 27/11/2013. Last updated: 27/11/2013. Share page. Statement about broker-operated systems trading physically settled gas and -
Statement on a cap on the cost of payday loans
Statement on a cap on the cost of payday loans. Statements First published:. 26/11/2013. Last updated: 18/12/2013. Share page. Statement on a cap on the cost of payday loans. The duty to cap the cost of credit was formally established through the -
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches. Press Releases First published:. 26/11/2013. Last updated: 29/11/2016. Share page. FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches. The -
FCA proposes new rules on dealing commission for investment managers
The Financial Conduct Authority (FCA) has today proposed improvements to the rules and new guidance over investment managers’ use of client commissions. These changes will ensure that charges paid by consumers for executing trades and related -
The FCA launches review into price comparison websites
The FCA launches review into price comparison websites. Press Releases First published:. 24/11/2013. Last updated: 09/12/2016. Share page. The FCA launches review into price comparison websites. Price comparison websites (PCWs) are a valuable tool -
FCA statement regarding Co-operative Bank
FCA statement regarding Co-operative Bank. Statements First published:. 22/11/2013. Last updated: 22/11/2013. FCA statement regarding Co-operative Bank. The Financial Conduct Authority (FCA) welcomes HM Treasury's announcement that an investigation -
FCA acts quickly to stop suspected boiler room from taking more money
A suspected boiler room has had an unlimited worldwide asset freezing order placed upon it by the Financial Conduct Authority (FCA) after a High Court judge agreed that First Capital Wealth Limited (FCW) posed a serious risk to consumers. The -
FCA Statement on the London Metal Exchange (LME)
FCA Statement on the London Metal Exchange (LME). Statements First published:. 07/11/2013. Last updated: 07/11/2013. Share page. FCA Statement on the London Metal Exchange (LME). The FCA supervises the London Metal Exchange (LME) as part of its -
Statement on wholesale gas market manipulation
Statement on wholesale gas market manipulation. Statements First published:. 07/11/2013. Last updated: 07/11/2013. Statement on wholesale gas market manipulation. The Financial Conduct Authority and Ofgem have concluded the review of the