News

Showing 2141 to 2150 of 2227 search results.

2141. FCA v former iSOFT directors

      Press Releases

      Published: 22/07/2013

      Last modified: 17/09/2013

      The Financial Conduct Authority (FCA) has today announced that it has decided not to pursue a second retrial in the case against Stephen Graham, Timothy Whiston and John Whelan (formerly of ISoft plc) at Southwark Crown Court. The FCA will also not

2142. FCA fines US based oil trader US $903K for market manipulation

      Press Releases

      Published: 22/07/2013

      Last modified: 23/11/2021

      The Financial Conduct Authority (FCA) has fined US based High Frequency Trader, Michael Coscia, US $903,176 (£597,993) for deliberate manipulation of commodities markets.

2143. FCA bans and fines former insurance broker £140,000

      Press Releases

      Published: 19/07/2013

      Last modified: 17/09/2013

      The Financial Conduct Authority (FCA) has fined and banned Paul Cable of Bromley, Kent £140,000 for failing to act with integrity.

2144. Ex-Mortgage Advisor sentenced to two years after FCA action

      Press Releases

      Published: 16/07/2013

      Last modified: 17/09/2013

      On Friday 12 July, at Maidstone Crown Court, following criminal action brought by the Financial Conduct Authority (FCA), Michael Joseph James Lewis was sentenced to two years in prison on two counts of making/supplying documentation for use in fraud

2145. FCA fines Swinton Group Limited £7.38 million for mis-selling monthly add-on insurance policies

      Press Releases

      Published: 16/07/2013

      Last modified: 17/09/2013

      The Financial Conduct Authority (FCA) has fined Swinton Group Limited (Swinton), one of the largest insurance retailers on the high street, £7,380,400 for mis-selling. The FCA found that Swinton’s aggressive sales strategy meant that it failed to

2146. FCA confirms market study into general insurance "add-ons"

      Press Releases

      Published: 09/07/2013

      Last modified: 09/07/2013

      The Financial Conduct Authority (FCA) has confirmed that it is undertaking its first market study into the practice of selling insurance "add-ons" with purchases like cars or mobile phones.

2147. 100 days of the FCA - Martin Wheatley speaks at the ABI Biennial Conference

      Press Releases

      Published: 09/07/2013

      Last modified: 16/08/2013

      Martin Wheatley, chief executive of the Financial Conduct Authority (FCA), will today tell the Association of British Insurers (ABI) Biennial Conference that the FCA is “a very different animal to the Financial Services Authority (FSA)”.

2148. FCA Statement Temporary Prohibition in Short Selling

      Statements

      Published: 04/07/2013

      Last modified: 13/03/2017

      FCA Statement Temporary Prohibition in Short Selling. Statements First published:. 04/07/2013. Last updated: 13/03/2017. Share page. FCA Statement Temporary Prohibition in Short Selling. The Financial Conduct Authority ("the FCA") notifies that it

2149. FCA fines Policy Administration Services Ltd £2.8 million for poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd

      Press Releases

      Published: 03/07/2013

      Last modified: 17/09/2013

      The Financial Conduct Authority (FCA) has fined Policy Administration Services Limited (PAS) £2,834,700 for poor complaints handling between June 2009 and September 2011, including failing to identify the root causes of recurring issues and put

2150. The FCA holds key conference on financial crime

      Press Releases

      Published: 01/07/2013

      Last modified: 03/07/2013

      Review announced into how UK banks control money laundering, terrorist financing and sanctions risks in trade finance.