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Individual charged with carrying on an unauthorised business and misleading investors
The FCA has charged John Burford for carrying on an unauthorised business and dishonestly misleading investors. -
FCA probes banks on bereavement and power of attorney policies
We are currently finishing a multi-firm review of banks and building societies' approaches to bereavement and power of attorney. -
Update on PISCES and pre-application support
Our update post PISCES consultation. -
Nikhil Rathi reappointed as FCA chief executive
Nikhil Rathi has been reappointed as chief executive of the FCA for a second term. -
Support for innovative products and new firms part of new FCA work programme
In the first year of its new strategy, the FCA will be a smarter regulator, support growth, help consumers and fight crime. -
Rules for investment managers to be reformed to support growth
The FCA is proposing reforms to its regime for alternative asset managers, to make it easier for firms to enter the market, grow, compete and innovate. -
FCA launches 5-year strategy to support growth and improve lives
The FCA has launched a new 5-year strategy to deepen trust, rebalance risk, support growth and improve lives. -
FCA to scrutinise whether pure protection market provides fair value to consumers
The FCA has launched a market study into how well the distribution of pure protection insurance products is working for consumers. -
First FCA enforcement action and fine against a Recognised Investment Exchange
The FCA has fined the London Metal Exchange (LME) £9.2 million for failing to ensure its systems and controls were adequate to deal with severe market stress. -
FCA decides to fine and ban Robin Crispin Odey
The FCA has decided to fine Crispin Odey of Odey Asset Management LLP £1.8m and ban him from the UK financial services industry for a lack of integrity.