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CACEIS UK censured and to pay £31.7m to WealthTek clients for weak financial crime controls
CACEIS UK, an asset servicing bank, has been censured by the FCA and will make a £31.7m voluntary payment to WealthTek clients for failing to act on information that left clients exposed to the risk of financial crime. -
Commodity traders offer £1m to crisis fund after FCA competition probe
The FCA is concerned 11 traders may have shared sensitive information or coordinated trades, potentially restricting competition. -
FCA consults on proposals to support strong, consistent standards in the SIPP market
Our plans to drive greater consistency of standards in self-invested pensions. -
Investors get real-time view of UK bond market activity for the first time
For the first time, investors and market participants can access a single, real-time source of prices and trading activity across the UK bond market, following the launch of its bond consolidated tape, operated by ETS Connect UK. -
FCA closes investigation into Drax Group PLC
Drax Group PLC (Drax) has announced the FCA has closed its investigation into the company. -
FCA decides to fine Carlos Ricardo Fuenmayor £99,600 for disclosure failures
The FCA has decided to fine Carlos Fuenmayor, the Chief Executive of BancTrust, £99,600 for failing to disclose three separate matters to the FCA. -
Court orders appointment of special administrators for Euro Exchange Securities UK Limited
EES did not seek to overturn the court’s initial decision, which saw the firm cease trading with immediate effect last week. -
FCA proposes changes to help more people access mortgages
First-time buyers, older borrowers and the self-employed could find it easier to get a mortgage, as the FCA sets out next steps to help reform the market. -
FCA update on reforms to the UK Money Market Fund Regulation
The FCA sets out next steps for Money Market Funds, following Government plans for legislation to replace UK Money Market Funds Regulation. -
FCA secures confiscation order against Ponzi scheme fraudster
The FCA has secured a confiscation order of £452,286.80 against convicted fraudster Daniel Pugh.