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FCA statement on its work on liquidity mismatch in authorised open-ended property funds
In August 2020 we consulted on proposals to reduce the potential for harm to investors from the liquidity mismatch in open-ended property funds. -
FCA launches consultation on a new type of fund to support investment in long-term assets
The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets. -
FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading
We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering. -
FCA to require pension providers to offer to book Pension Wise appointments for consumers
The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes -
FCA consults on strengthening investor protections in SPACs
The FCA has launched a consultation on proposed changes to its Listing Rules for certain special purpose acquisition companies (SPACs). -
FCA sets out proposals to strengthen its financial promotion rules for high-risk investments
Read our proposals to help retail investors make more effective decisions on high-risk investments -
FCA publishes letter of concerns in relation to Provident's proposed scheme of arrangement
Provident's application for permission from the court to hold meetings of its scheme creditors to vote on a scheme of arrangement was heard at the High Court today -
FCA commences criminal proceedings for fraud and unauthorised business
Following an investigation, the FCA has commenced criminal proceedings against Larry Barreto and Tassib Hussain. -
FCA Business Plan 2021/22
We will publish our 2021/22 Business Plan in July, rather than April. -
Alsford Page & Gems Limited censured and agrees to pay extended warranty insurance customers £399,902
We have publicly censured Alsford Page & Gems Limited and they will pay compensation totalling £399,902.